JUNCTURE ASSET MANAGEMENT
JUNCTURE ASSET MANAGEMENT, LLC Legal Name
Adviser information for JUNCTURE ASSET MANAGEMENT last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 861 | $352.5M |
| Non-Discretionary | 19 | $10.9M |
| Total | 880 | $363.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 233 | $34.4M |
| HNW Individuals | 162 | $326.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-117972 |
|---|---|
| SEC ERA File Number | 801-117972 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306349 |
| Legal Entity Identifier | None |
Principal Office
8777 E. VIA DE VENTURASUITE 120
SCOTTSDALE
AZ
United States
Monday - Friday, 7:00 A.M. - 4:00 P.M.
Tel: 480-253-4100, Fax: 480-656-0870
Chief Compliance Officer
JACK BARKER
8777 E VIA DE ENCANTO
SUITE 120
SCOTTSDALE
AZ
United States
Tel:
480.253.4100
J******@*****************M
(Full email address available in API data)
Regulatory Contact
BARRY RHONEMUS
MANAGER
15279 N SCOTTSDALE ROAD
SUITE 230
SCOTTSDALE
AZ
United States
Tel:
480.253.4100
B********@*****************M
(Full email address available in API data)
Industry Affiliates
| JUNCTURE WEALTH STRATEGIES, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARKER, JACK, ANDREW | Individual | JUNCTURE, INC. | OWNER | 03/2018 | 25-50% |
| JUNCTURE, INC. | Domestic Entity | – | OWNER | 10/2019 | > 75% |
| BARKER, JACK, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |
| RHONEMUS, BARRY, SCOTT | Individual | JUNCTURE, INC. | OWNER | 03/2018 | 50-75% |
| HAINES, BRADLEY, JAMES | Individual | JUNCTURE, INC. | OWNER | 03/2018 | 25-50% |