Hedge Fund Database

INVESTMENT MANAGEMENT ASSOCIATES

INVESTMENT MANAGEMENT ASSOCIATES, INC. Legal Name

Adviser information for INVESTMENT MANAGEMENT ASSOCIATES last updated from Form ADV on May 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End FEBRUARY
Legal Location Colorado, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 510 $367.0M
Non-Discretionary 12 $50.6M
Total 522 $417.6M

Clients

Type Number RAUM
Individuals 130 $93.0M
HNW Individuals 163 $233.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $88.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 6

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-117982
SEC ERA File Number 801-117982
SEC CIK Numbers 52024
SEC CRD Numbers 110900
Legal Entity Identifier None

Principal Office

5690 DTC BOULEVARD
SUITE 140W
GREENWOOD VILLAGE
CO
United States
Monday - Friday, 8:00 - 16:00
Tel: 303-796-8333, Fax: 303-796-2277

Websites

investor.fm/ www.facebook.com/imausa/ imausa.com valuexvail.com www.linkedin.com/company/ima-investment-management-associates/ tweetdeck.twitter.com/ www.instagram.com/vitaliyk/ www.tiktok.com/@vkatsen?lang=en www.youtube.com/@vitaliyk vitaliy.substack.com/

Chief Compliance Officer

VITALIY KATSENELSON
CEO
5690 DTC BLVD
SUITE 140W
GREENWOOD VILLAGE
CO
United States
Tel: 303-796-8333
Fax: 303-796-2277
(Full email address available in API data)

Regulatory Contact

ALISA MARTIN
DIRECTOR OF OPERATIONS
5690 DTC BLVD
SUITE 140W
GREENWOOD VILLAGE
CO
United States
Tel: 303-796-8333
Fax: 303-796-2277
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KATSENELSON, VITALIY, N Individual – CEO, CHIEF COMPLIANCE OFFICER 04/2017 > 75%

No. Employees, Historic

10502019202020212022202320242 on 12/20/20192 on 1/30/20206 on 5/21/20206 on 6/25/20206 on 7/16/20206 on 3/31/20216 on 4/23/20216 on 5/12/20216 on 6/21/20216 on 8/4/20216 on 8/4/20216 on 10/11/20216 on 5/19/20226 on 5/24/2023

RAUM, Historic

500M250M0201920202021202220232024115672268 on 12/20/2019115672268 on 1/30/2020108776326 on 5/21/2020108776326 on 6/25/2020108776326 on 7/16/2020212874113 on 3/31/2021212874113 on 4/23/2021212874113 on 5/12/2021212874113 on 6/21/2021212874113 on 8/4/2021212874113 on 8/4/2021212874113 on 10/11/2021322954619 on 5/19/2022417612028 on 5/24/2023

No. Clients, Historic

3001500201920202021202220232024201 on 12/20/2019201 on 1/30/2020130 on 5/21/2020130 on 6/25/2020130 on 7/16/2020181 on 3/31/2021181 on 4/23/2021181 on 5/12/2021181 on 6/21/2021181 on 8/4/2021181 on 8/4/2021181 on 10/11/2021250 on 5/19/2022299 on 5/24/2023

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 392K 2K 0
ALPHABET INC CAP STK CL C 752K 4K 0
AMBEV SA SPONSORED ADR 31K 15K 0
ARES CAPITAL CORP COM 255K 12K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 11K 0
BLACK STONE MINERALS L P COM UNIT 19M 1M 0
BRITISH AMERN TOB PLC SPONSORED ADR 21M 675K 0
CANADIAN NAT RES LTD COM 9M 252K 0
CARDINAL HEALTH INC COM 2M 17K 0
COMCAST CORP NEW CL A 9M 233K 0
DXC TECHNOLOGY CO COM 11M 572K 0
ENTERPRISE PRODS PARTNERS L COM 17M 576K 0
GENERAL DYNAMICS CORP COM 8M 28K 0
HUNTINGTON INGALLS INDS INC COM 19M 79K 0
INTERNATIONAL MNY EXPRESS IN COM 19M 922K 0
ISHARES TR NATIONAL MUN ETF 4M 33K 0
ISHARES TR SHORT TREAS BD 1M 12K 0
KINDER MORGAN INC DEL COM 13M 643K 0
LIBERTY BROADBAND CORP COM SER C 13M 229K 0
LOCKHEED MARTIN CORP COM 1M 3K 0
MCKESSON CORP COM 29M 49K 0
META PLATFORMS INC CL A 206K 408 0
NOVO-NORDISK A S ADR 265K 2K 0
NUVEEN FLOATING RATE INCOME COM 420K 49K 0
PFIZER INC COM 511K 18K 0
PHILIP MORRIS INTL INC COM 15M 144K 0
QURATE RETAIL INC COM SER A 1M 2M 0
SOLVENTUM CORP COM SHS 6M 122K 0
TANGER INC COM 235K 9K 0
TRIUMPH FINANCIAL INC COM 9M 107K 0
UBER TECHNOLOGIES INC COM 623K 113K 0
UBER TECHNOLOGIES INC COM 34M 473K 0
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 17M 296K 0
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 6M 97K 0