CAPITAL MANAGEMENT SERVICES, INC.
Adviser information for CAPITAL MANAGEMENT SERVICES, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 545 | $136.9M |
| Non-Discretionary | 4 | $200,000 |
| Total | 549 | $137.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 123 | $133.8M |
| HNW Individuals | 2 | $2.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $800,000 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-117988 |
|---|---|
| SEC ERA File Number | 801-117988 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118260 |
| Legal Entity Identifier | None |
Principal Office
410 SOVEREIGN CT.SUITE 14
MANCHESTER
MO
United States
Monday - Friday, 8:30AM-4:30PM
Tel: 636-207-5829, Fax: 636-207-5838
Websites
facebook.com/cmsadvisors
twitter.com/cmsadvisors
www.foutsretirementplanning.com
foutsestatelaw.com/financial-planning/
cmsadvisors.com
cmsadvisorservices.com
www.facebook.com/retirementincomeconcepts/
www.foutsestatelaw.com
twitter.com/ejjaax
www.linkedin.com/company/capital-management-services-inc-/
Chief Compliance Officer
JAMES GISSY
PRESIDENT
410 SOVEREIGN CT.
SUITE 14
MANCHESTER
MO
United States
Tel:
636-207-5829
Fax:
636-207-5838
J**@**************M
(Full email address available in API data)
Regulatory Contact
JOSEPH GISSY
100 S SAUNDERS RD.
SUITE 150
LAKE FOREST
IL
United States
Tel:
310-773-6923
J*****@**************M
(Full email address available in API data)
Industry Affiliates
| CMS INSTITUTIONAL LLC | Other investment adviser, including financial planners |
| CMS INSURANCE AGENCY | Insurance company or agency |
| TACTIVE ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GISSY, JAMES, MICHAEL | Individual | – | PRESIDENT/CCO | 12/1985 | > 75% |
| GISSY, JOSEPH, CHARLES | Individual | – | CHIEF OPERATING OFFICER | 01/2018 | < 5% |