Hedge Fund Database

BLUE ROCK FINANCIAL GROUP

DRAVO BAY LLC Legal Name

Adviser information for BLUE ROCK FINANCIAL GROUP last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 639 $194.3M
Non-Discretionary 38 $80.0M
Total 677 $274.3M

Clients

Type Number RAUM
Individuals 155 $46.1M
HNW Individuals 72 $136.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 43 $88.5M
Charitable organizations <5 $3.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-117998
SEC ERA File Number 801-117998
SEC CIK Numbers 1910389
SEC CRD Numbers 298558
Legal Entity Identifier None

Principal Office

37458 OYSTER HOUSE ROAD
REHOBOTH BEACH
DE
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (302) 752-6637, Fax: (302) 351-6658

Websites

www.facebook.com/bluerockfg instagram.com/bluerockfg bluerockfg.com/ www.linkedin.com/company/bluerockfg/ twitter.com/bluerockfg

Chief Compliance Officer

KELLY KACZMARCZYK
DIRECTOR OF OPERATIONS
112 S. FRENCH STREET
SUITE 105A
WILMINGTON
DE
United States
Tel: (302) 752-6637
Fax: (302) 351-6658
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROSELLE, TODD, ASHLEY Individual – PRINCIPAL 08/2018 > 75%
Kaczmarczyk, Kelly Individual – CHIEF COMPLIANCE OFFICER 10/2020 < 5%

No. Employees, Historic

105020192020202120222023202420253 on 12/24/20195 on 3/27/20205 on 6/30/20205 on 9/2/20205 on 10/5/20205 on 10/23/20204 on 3/21/20215 on 7/29/20215 on 9/24/20217 on 3/16/20227 on 6/1/20227 on 6/13/20227 on 1/4/20238 on 3/15/20238 on 8/24/20238 on 10/30/202310 on 3/15/2024

RAUM, Historic

300M150M02019202020212022202320242025118882601 on 12/24/2019118882602 on 3/27/2020118882602 on 6/30/2020118882602 on 9/2/2020118882602 on 10/5/2020118882602 on 10/23/2020153885000 on 3/21/2021153885000 on 7/29/2021153885000 on 9/24/2021196880020 on 3/16/2022196880020 on 6/1/2022196880020 on 6/13/2022196880020 on 1/4/2023207300100 on 3/15/2023207300100 on 8/24/2023207300100 on 10/30/2023274274805 on 3/15/2024

No. Clients, Historic

40020002019202020212022202320242025200 on 12/24/2019200 on 3/27/2020200 on 6/30/2020200 on 9/2/2020200 on 10/5/2020200 on 10/23/2020189 on 3/21/2021189 on 7/29/2021189 on 9/24/2021282 on 3/16/2022282 on 6/1/2022282 on 6/13/2022282 on 1/4/2023340 on 3/15/2023340 on 8/24/2023340 on 10/30/2023270 on 3/15/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 206K 1K –
APPLE INC COM 2M 8K –
DBX ETF TR XTRACK USD HIGH 5M 140K –
DIMENSIONAL ETF TRUST ULTRASHORT FIXED 253K 5K –
INVESCO EXCH TRADED FD TR II SR LN ETF 493K 23K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 7M 41K –
ISHARES INC MSCI GBL MIN VOL 2M 18K –
ISHARES INC CORE MSCI EMKT 1M 28K –
ISHARES TR RUS 2000 VAL ETF 799K 5K –
ISHARES TR RUS 2000 GRW ETF 810K 3K –
ISHARES TR SHRT NAT MUN ETF 686K 7K –
ISHARES TR JPMORGAN USD EMG 363K 4K –
ISHARES TR NATIONAL MUN ETF 5M 51K –
ISHARES TR MSCI USA MIN VOL 1M 16K –
ISHARES TR CORE MSCI EAFE 3M 38K –
ISHARES TR CORE MSCI INTL 3M 38K –
JPMORGAN CHASE & CO. COM 292K 1K –
MCDONALDS CORP COM 460K 2K –
MICROSOFT CORP COM 431K 964 –
NVIDIA CORPORATION COM 249K 2K –
PEPSICO INC COM 493K 3K –
PIMCO ETF TR ENHAN SHRT MA AC 266K 3K –
SCHWAB STRATEGIC TR US LRG CAP ETF 32M 491K –
SCHWAB STRATEGIC TR US LCAP GR ETF 4M 40K –
SCHWAB STRATEGIC TR US LCAP VA ETF 5M 68K –
SCHWAB STRATEGIC TR US SML CAP ETF 8M 163K –
SCHWAB STRATEGIC TR SHT TM US TRES 2M 32K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 371K 10K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 1M 30K –
SPDR S&P 500 ETF TR TR UNIT 893K 2K –
SPDR SER TR NUVEEN BLOOMBERG 2M 74K –
SPDR SER TR BLOOMBERG EMERGI 660K 33K –
VANECK ETF TRUST JP MRGAN EM LOC 3M 121K –
VANECK ETF TRUST HIGH YLD MUNIETF 2M 41K –
VANGUARD BD INDEX FDS SHORT TRM BOND 295K 4K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 15M 208K –
VANGUARD INDEX FDS SML CP GRW ETF 2M 6K –
VANGUARD INDEX FDS SM CP VAL ETF 2M 10K –
VANGUARD INDEX FDS GROWTH ETF 8M 22K –
VANGUARD INDEX FDS VALUE ETF 5M 34K –
VANGUARD INDEX FDS SMALL CP ETF 281K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 9M 199K –
VANGUARD MALVERN FDS STRM INFPROIDX 3M 62K –
VANGUARD MUN BD FDS TAX EXEMPT BD 5M 109K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 30M 603K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 336K 3K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 3M 53K –
VISA INC COM CL A 499K 2K –
WISDOMTREE TR BLMBG US BULL 2M 73K –