AUXIN GROUP WEALTH MANAGEMENT, LLC
Adviser information for AUXIN GROUP WEALTH MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,444 | $247.2M |
| Non-Discretionary | 22 | $10.1M |
| Total | 1,466 | $257.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 295 | $179.8M |
| HNW Individuals | 69 | $61.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $14.0M |
| Pension and profit sharing plans | 4 | $1.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesFEE OFFSET |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 281.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| COMPREHENSIVE PORTFOLIO MANAGEMENT | AUXIN GROUP WEALTH MANAGEMENT, LLC |
Identifiers
| SEC RIA File Number | 801-118008 |
|---|---|
| SEC ERA File Number | 801-118008 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226599 |
| Legal Entity Identifier | None |
Principal Office
2923 SMITH ROADSUITE 202
AKRON
OH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 330-237-1030, Fax: 855-710-6773
Websites
Chief Compliance Officer
MATTHEW J. BURNHAM
2923 SMITH ROAD
SUITE 202
AKRON
OH
United States
Tel:
330-237-1030
Fax:
855-710-6773
M***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TEGEL, BENJAMIN, E | Individual | – | PRESIDENT AND OWNER | 04/2015 | 50-75% |
| BURNHAM, MATTHEW, J | Individual | – | CHIEF COMPLIANCE OFFICER, OWNER AND MANAGING PARTNER | 04/2015 | 50-75% |