TERRA FIRMA ASSET MANAGEMENT
TERRA FIRMA ASSET MANAGEMENT LLC Legal Name
Adviser information for TERRA FIRMA ASSET MANAGEMENT last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $22.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $22.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $22.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesMODEL RECOMMENDATIONS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118043 |
|---|---|
| SEC ERA File Number | 801-118043 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306765 |
| Legal Entity Identifier | 201928710277 |
Principal Office
1160 BATTERY STREETSUITE 100 EAST BLDG
SAN FRANCISCO
CA
United States
Monday - Friday, 9AM-5PM
Tel: 415-361-4024, Fax: None
Websites
Chief Compliance Officer
JAY P. LEUPP
FOUNDER AND PARTNER
1160 BATTERY STREET
SUITE 100 EAST BLDG
SAN FRANCISCO
CA
United States
Tel:
(415) 271-1614
J********@***************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER HARTUNG
FOUNDER AND PARTNER
1160 BATTERY STREET
SUITE 100 EAST BLDG
SAN FRANCISCO
CA
United States
Tel:
415-299-2096
C*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEUPP, JAY, PAUL | Individual | – | FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | 11/2019 | 50-75% |
| HARTUNG, CHRISTOPHER, JOHN | Individual | – | FOUNDER AND PARTNER | 11/2019 | 25-50% |