ARROWMARK ASSET MANAGEMENT, LLC
Adviser information for ARROWMARK ASSET MANAGEMENT, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $196.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $196.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $196.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118052 |
|---|---|
| SEC ERA File Number | 801-118052 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307161 |
| Legal Entity Identifier | None |
Principal Office
100 FILLMORE STREET, SUITE 325DENVER
CO
United States
Monday - Friday, 8-5
Tel: 303-398-2929, Fax: None
Websites
Chief Compliance Officer
RICK GROVE
3233 STURBRIDGE DRIVE
HIGHLANDS RANCH
CO
United States
Tel:
303-398-2950
Fax:
303-322-0804
R*****@********************M
(Full email address available in API data)
Industry Affiliates
| 325 FILLMORE LLC | Other investment adviser, including financial planners |
| INVESTMENT ADVISER | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARROWMARK INTERMEDIATE HOLDINGS | Domestic Entity | – | DIRECT OWNER | 01/2020 | > 75% |
| ARROWMARK COLORADO HOLDINGS | Domestic Entity | ARROWMARK INTERMEDIATE HOLDINGS | OWNER | 01/2020 | > 75% |
| CORKINS, DAVID, JOHN | Individual | ARROWMARK COLORADO HOLDINGS | MANAGING MEMBER | 01/2020 | 50-75% |
| GROVE, RICHARD, ALLEN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| BHONSLE, SANJAI, SURYAJI | Individual | – | CEO | 01/2020 | < 5% |