AUSTIN MONEY MANAGEMENT CORPORATION
Adviser information for AUSTIN MONEY MANAGEMENT CORPORATION last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 240 | $139.1M |
| Non-Discretionary | 11 | $74.8M |
| Total | 251 | $213.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $1.9M |
| HNW Individuals | 58 | $115.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $96.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AUSTIN MONEY MANAGEMENT CORPORATION WRAP PROGRAM | AUSTIN MONEY MANAGEMENT CORPORATION |
Identifiers
| SEC RIA File Number | 801-118056 |
|---|---|
| SEC ERA File Number | 801-118056 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 302038 |
| Legal Entity Identifier | None |
Principal Office
3907 MEDICAL PARKWAYSUITE 101
AUSTIN
TX
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: (512) 607-5008, Fax: None
Chief Compliance Officer
STEVEN D. AYCOCK
PRESIDENT
3907 MEDICAL PARKWAY
SUITE 101
AUSTIN
TX
United States
Tel:
(512) 607-5008
S****@***********M
(Full email address available in API data)
Regulatory Contact
DANIEL C. ROME
CONSULTANT
3608 BOUNTY CT.
MATTHEWS
NC
United States
Tel:
(980) 213-5481
Fax:
(704) 582-6155
D**********@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AYCOCK, STEVEN DOUGLAS | Individual | – | PRESIDENT AND CCO | 05/2018 | > 75% |