SECURITY FIRST ADVISORS
SECURITY FIRST ADVISORS, INC. Legal Name
Adviser information for SECURITY FIRST ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,213 | $232.3M |
| Total | 1,213 | $232.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 432 | $114.7M |
| HNW Individuals | 50 | $116.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)PROJECT AND/OR CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118065 |
|---|---|
| SEC ERA File Number | 801-118065 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117502 |
| Legal Entity Identifier | None |
Principal Office
12703 SW 67TH AVENUEPORTLAND
OR
United States
Monday - Friday, BY APPOINTMENT
Tel: 503-274-4224, Fax: 503-221-4483
Websites
Chief Compliance Officer
BRIAN TIMM
9200 SUNNYBROOK BOULEVARD
SUITE 170
CLACKAMAS
OR
United States
Tel:
503-654-5100
B****@****************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
COMPLIANCE COUNSEL [EXTERNAL]
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
J****@******************M
(Full email address available in API data)
Industry Affiliates
| PINNACLE WEALTH ADVISORS | Other investment adviser, including financial planners |
| SFA COMMERCIAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REM 22, INC. | Domestic Entity | – | OWNER (HOLDING COMPANY) | 01/1997 | > 75% |
| CHRISTOPHERSON, AARON, JACOB | Individual | – | PRESIDENT, CCO | 11/2023 | > 75% |
| GAY, RANDY, EARL | Individual | – | VICE PRESIDENT | 11/2023 | 10-25% |
| CHRISTOPHERSON, AARON, JACOB | Individual | PINNACLE WEALTH ADVISORS, INC. | PRESIDENT | 09/2019 | > 75% |
| GAY, RANDY, EARL | Individual | PINNACLE WEALTH ADVISORS, INC. | VICE PRESIDENT | 09/2019 | |
| PINNACLE WEALTH ADVISORS, INC. | Domestic Entity | REM 22, INC. | OWNER | 11/2023 | > 75% |
| Timm, Brian, Andrew | Individual | – | PRINCIPAL | 11/2023 | 10-25% |
| Timm, Brian, Andrew | Individual | PINNACLE WEALTH ADVISORS, INC. | VICE PRESIDENT; CCO | 10/2023 |