NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.
Adviser information for NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 195 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.9B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118070 |
|---|---|
| SEC ERA File Number | 801-118070 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307111 |
| Legal Entity Identifier | None |
Principal Office
1633 BROADWAY48TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 AM - 6:00 PM
Tel: 212-720-0300, Fax: None
Chief Compliance Officer
JOSEPH HARTSWELL
MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER
1633 BROADWAY
48TH FLOOR
NEW YORK
NY
United States
Tel:
212-655-0291
J*********@*********************M
(Full email address available in API data)
Regulatory Contact
SCOTT JUSTIN
DIRECTOR, DEPUTY CHIEF COMPLIANCE OFFICER FOR PRIVATE EQUITY
1633 BROADWAY
48TH FLOOR
NEW YORK
NY
United States
Tel:
212-655-0168
S******@*********************M
(Full email address available in API data)
Industry Affiliates
| NEW MOUNTAIN CAPITAL (U.K.) LTD. | Other investment adviser, including financial planners |
| NEW MOUNTAIN CAPITAL GROUP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN CAPITAL JAPAN GK | Other investment adviser, including financial planners |
| NEW MOUNTAIN CAPITAL, LLC | Other investment adviser, including financial planners |
| NEW MOUNTAIN FINANCE CORPORATION | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN FINANCE SBIC GP, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN FINANCE SBIC II G.P., L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN GUARDIAN FUND-A GP, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN GUARDIAN II GP, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN GUARDIAN INVESTMENTS III, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN GUARDIAN INVESTMENTS IV UNLEVERED, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN GUARDIAN INVESTMENTS IV, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN INDIA PRIVATE LIMITED | Other investment adviser, including financial planners |
| NEW MOUNTAIN INVESTMENTS III CONTINUATION GP, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN INVESTMENTS III, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN INVESTMENTS IV CONTINUATION GP, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN INVESTMENTS IV, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN INVESTMENTS V, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN INVESTMENTS VI LUXEMBOURG, S.A.R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN NET LEASE GP II, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN NET LEASE GP, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NEW MOUNTAIN STRATEGIC INVESTMENTS GP I, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NMF SLF INVESTMENTS I, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEW MOUNTAIN CLO 1 LTD | Securitized Asset Fund | $501.8M | $0.0M | 1 |
| NEW MOUNTAIN CLO 2 LTD | Securitized Asset Fund | $402.4M | $0.0M | 1 |
| NEW MOUNTAIN CLO 3 LTD | Securitized Asset Fund | $502.1M | $0.0M | 1 |
| NEW MOUNTAIN CLO 4 LTD. | Securitized Asset Fund | $350.7M | $0.0M | 1 |
| NEW MOUNTAIN CLO 5 LTD. | Securitized Asset Fund | $98.5M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAMWEE, ROBERT, ALAN | Individual | – | MANAGING DIRECTOR AND VICE CHAIRMAN | 01/2023 | < 5% |
| NEW MOUNTAIN CAPITAL GROUP, L.P. | Domestic Entity | – | MANAGING MEMBER | 01/2020 | > 75% |
| KLINE, JOHN, RANDOLPH | Individual | – | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | 01/2023 | < 5% |
| KLINSKY, STEVEN, BRUCE | Individual | – | FOUNDER | 01/2020 | 50-75% |
| NM HOLDINGS GP, L.L.C | Domestic Entity | NEW MOUNTAIN CAPITAL GROUP, L.P. | GENERAL PARTNER | 10/2018 | |
| NM PARTNERS MANAGER HOLDINGS, L.P. | Domestic Entity | NEW MOUNTAIN CAPITAL GROUP, L.P. | LIMITED PARTNER | 10/2018 | > 75% |
| KLINSKY, STEVEN, BRUCE | Individual | NM PARTNERS MANAGER HOLDINGS, L.P. | LIMITED PARTNER | 10/2018 | 50-75% |
| NM HOLDINGS GP, L.L.C | Domestic Entity | NM PARTNERS MANAGER HOLDINGS, L.P. | GENERAL PARTNER | 10/2018 | |
| KLINSKY, STEVEN, BRUCE | Individual | NM HOLDINGS GP, L.L.C | LIMITED PARTNER | 10/2018 | 50-75% |
| HARTSWELL, JOSEPH, WESLEY | Individual | – | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | 03/2022 | < 5% |
| HOLSON, LAURA | Individual | – | MANAGING DIRECTOR, CHIEF OPERATING OFFCER | 04/2023 | < 5% |
| Corbett, Kris, Eric | Individual | – | CHIEF FINANCIAL OFFICER | 11/2023 | < 5% |