Hedge Fund Database

OCTAVIA WEALTH ADVISORS LLC

Adviser information for OCTAVIA WEALTH ADVISORS LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 42
Investment Advisory/Research 28
Registered Broker-Dealer Representatives 26
Registered State Investment Advisers 28
Licensed Agents of an Insurance Company 23
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,936 $1.2B
Non-Discretionary 508 $276.9M
Total 5,444 $1.4B

Clients

Type Number RAUM
Individuals 2,577 $570.3M
HNW Individuals 266 $583.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 261 $270.8M
Charitable organizations 0 $0
State or municipal gov entities <5 $914,900
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 34 $18.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-118078
SEC ERA File Number 801-118078
SEC CIK Numbers 1841259
SEC CRD Numbers 306909
Legal Entity Identifier None

Principal Office

9999 CARVER ROAD
SUITE 130
CINCINNATI
OH
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (513) 762-7701, Fax: None

Websites

www.facebook.com/octaviawealth/ www.youtube.com/channel/ucn4higpzdg8j-k7sf_ec73a www.linkedin.com/company/octavia-wealth-advisors/ www.instagram.com/octaviawealth/ octaviawa.com twitter.com/octaviawealth

Chief Compliance Officer

MAXIM I. MEYERS
PRINCIPAL AND CHIEF EXECUTIVE OFFICER
9999 CARVER ROAD
SUITE 130
CINCINNATI
OH
United States
Tel: (513) 762-7701
(Full email address available in API data)

Regulatory Contact

CONOR I. ANDERSON
REGULATORY CONSULTANT
892 PLAIN STREET
SUITE 10
MARSHFIELD
MA
United States
Tel: 617-829-0937
(Full email address available in API data)

Industry Affiliates

OCTAVIA RISK MANAGEMENT, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
OCTAVIA FINANCIAL HOLDINGS, LLC Domestic Entity – HOLDING COMPANY 01/2020 > 75%
MEYERS, MAXIM, IAN Individual – PRINCIPAL, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 06/2020 < 5%
HONG KONG HOLDINGS, LLC Domestic Entity OCTAVIA FINANCIAL HOLDINGS, LLC MEMBER 06/2020 > 75%
STROHMEIER, LUIS, MARCK Individual HONG KONG HOLDINGS, LLC MEMBER 06/2020 25-50%
WAGNER, MARC, EDWARD Individual – CHIEF FINANCIAL OFFICER 06/2020 < 5%
BODNAR, MARK, JOSEPH Individual – CHIEF INVESTMENT OFFICER 05/2022 < 5%

No. Employees, Historic

502502020202120222023202420251 on 1/15/20201 on 2/5/202035 on 6/12/202036 on 6/16/202036 on 8/28/202036 on 10/1/202035 on 1/19/202135 on 4/23/202135 on 4/28/202135 on 9/22/202141 on 2/25/202241 on 5/26/202241 on 6/14/202241 on 9/21/202241 on 11/26/202240 on 2/15/202340 on 10/6/202340 on 1/3/202442 on 2/8/202442 on 3/13/2024

RAUM, Historic

2B1B02020202120222023202420250 on 1/15/20200 on 2/5/20200 on 6/12/2020151000000 on 6/16/2020151000000 on 8/28/2020699385557 on 10/1/2020881099729 on 1/19/2021881099729 on 4/23/2021881099729 on 4/28/2021881099729 on 9/22/20211168618178 on 2/25/20221168618178 on 5/26/20221168618178 on 6/14/20221168618178 on 9/21/20221168618178 on 11/26/20221067345675 on 2/15/20231067345675 on 10/6/20231067345675 on 1/3/20241443996191 on 2/8/20241443996191 on 3/13/2024

No. Clients, Historic

4,0002,00002020202120222023202420250 on 1/15/20200 on 2/5/20200 on 6/12/2020160 on 6/16/2020160 on 8/28/20201192 on 10/1/20201500 on 1/19/20211500 on 4/23/20211500 on 4/28/20211500 on 9/22/20212099 on 2/25/20222099 on 5/26/20222099 on 6/14/20222099 on 9/21/20222099 on 11/26/20222481 on 2/15/20232481 on 10/6/20232481 on 1/3/20243139 on 2/8/20243139 on 3/13/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 397K 4K –
ABBVIE INC COM 629K 4K –
ADOBE INC COM 404K 728 –
ADVANCED MICRO DEVICES INC COM 990K 6K –
ALPHABET INC CAP STK CL C 4M 22K –
ALPHABET INC CAP STK CL A 20M 111K –
ALTRIA GROUP INC COM 4M 94K –
AMAZON COM INC COM 20M 103K –
AMERICAN EXPRESS CO COM 222K 958 –
AMGEN INC COM 733K 2K –
APPLE INC COM 45M 211K –
APPLIED MATLS INC COM 1M 6K –
AT&T INC COM 484K 25K –
BANK AMERICA CORP COM 2M 55K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 6K –
BLACKSTONE INC COM 726K 6K –
BLOCK INC CL A 392K 6K –
BOEING CO COM 789K 4K –
BOOKING HOLDINGS INC COM 222K 56 –
BROADCOM INC COM 2M 952 –
CANADIAN IMPERIAL BK COMM TO COM 1M 23K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 377K 12K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 370K 11K –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 306K 10K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 567K 17K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 287K 11K –
CARDINAL HEALTH INC COM 522K 5K –
CATERPILLAR INC COM 250K 751 –
CHENIERE ENERGY INC COM NEW 252K 1K –
CHEVRON CORP NEW COM 816K 5K –
CINCINNATI FINL CORP COM 1M 11K –
CINTAS CORP COM 307K 439 –
CISCO SYS INC COM 242K 5K –
COCA COLA CO COM 1M 22K –
COMCAST CORP NEW CL A 241K 6K –
COPART INC COM 489K 9K –
COSTCO WHSL CORP NEW COM 1M 2K –
CROWDSTRIKE HLDGS INC CL A 762K 2K –
CVS HEALTH CORP COM 721K 12K –
DISNEY WALT CO COM 906K 9K –
DOLLAR GEN CORP NEW COM 317K 2K –
DUKE ENERGY CORP NEW COM NEW 513K 5K –
EDWARDS LIFESCIENCES CORP COM 1M 12K –
ELI LILLY & CO COM 636K 703 –
ENBRIDGE INC COM 286K 8K –
ENOVIX CORPORATION COM 441K 29K –
EXXON MOBIL CORP COM 639K 6K –
FEDEX CORP COM 913K 3K –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 1M 24K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 58M 1M –
FIFTH THIRD BANCORP COM 657K 18K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 663K 15K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 273K 12K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 899K 26K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 459K 11K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S. 230K 6K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 425K 10K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 487K 20K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 26K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 432K 17K –
FIRST TR NASDAQ 100 TECH IND SHS 267K 1K –
FIRST TR VALUE LINE DIVID IN SHS 1M 36K –
FLUX PWR HLDGS INC COM NEW 31K 10K –
FORD MTR CO DEL COM 286K 23K –
GE AEROSPACE COM NEW 380K 2K –
GOLDMAN SACHS GROUP INC COM 402K 888 –
HOME DEPOT INC COM 951K 3K –
HONEYWELL INTL INC COM 275K 1K –
HUNTINGTON BANCSHARES INC COM 365K 27K –
INNOVATOR ETFS TRUST US EQTY ULTRA B 904K 26K –
INTEL CORP COM 302K 10K –
INVESCO EXCH TRADED FD TR II S&P INTL QULTY 764K 25K –
INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 487K 10K –
INVESCO EXCHANGE TRADED FD T DORSEY WRGT BASC 272K 3K –
INVESCO QQQ TR UNIT SER 1 6M 12K –
ISHARES INC CORE MSCI EMKT 35M 659K –
ISHARES INC ESG AWR MSCI EM 218K 6K –
ISHARES TR SELECT DIVID ETF 204K 2K –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR CORE US AGGBD ET 16M 167K –
ISHARES TR MSCI EAFE ETF 251K 3K –
ISHARES TR RUS MD CP GR ETF 991K 9K –
ISHARES TR RUS MID CAP ETF 262K 3K –
ISHARES TR CORE S&P MCP ETF 1M 24K –
ISHARES TR S&P MC 400GR ETF 707K 8K –
ISHARES TR RUSSELL 2000 ETF 453K 2K –
ISHARES TR CORE S&P US VLU 248K 3K –
ISHARES TR CORE S&P US GWT 598K 5K –
ISHARES TR CORE S&P SCP ETF 384K 4K –
ISHARES TR ASIA 50 ETF 381K 6K –
ISHARES TR ISHS 1-5YR INVS 683K 13K –
ISHARES TR US AER DEF ETF 366K 3K –
ISHARES TR EAFE VALUE ETF 28M 522K –
ISHARES TR EAFE GRWTH ETF 29M 281K –
ISHARES TR RUS TOP 200 ETF 243K 2K –
ISHARES TR FLTG RATE NT ETF 2M 38K –
ISHARES TR 0-5 YR TIPS ETF 284K 3K –
ISHARES TR MSCI USA QLT FCT 424K 2K –
ISHARES TR CORE MSCI EAFE 11M 151K –
ISHARES TR BLACKROCK ULTRA 695K 14K –
ISHARES TR CORE INTL AGGR 11M 215K –
ISHARES TR BROAD USD HIGH 2M 47K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 22M 416K –
JOHNSON & JOHNSON COM 2M 10K –
JPMORGAN CHASE & CO. COM 5M 25K –
KEYCORP COM 528K 37K –
KLA CORP COM NEW 210K 255 –
KROGER CO COM 1M 25K –
LIBERTY ALL STAR EQUITY FD SH BEN INT 102K 15K –
LLOYDS BANKING GROUP PLC SPONSORED ADR 67K 25K –
LOCKHEED MARTIN CORP COM 676K 1K –
MARRIOTT INTL INC NEW CL A 285K 1K –
MARVELL TECHNOLOGY INC COM 368K 5K –
MASTERCARD INCORPORATED CL A 309K 701 –
MCDONALDS CORP COM 261K 1K –
MERCK & CO INC COM 951K 8K –
META PLATFORMS INC CL A 2M 4K –
MICRON TECHNOLOGY INC COM 2M 14K –
MICROSOFT CORP COM 10M 23K –
NETFLIX INC COM 484K 717 –
NIKE INC CL B 458K 6K –
NORTHROP GRUMMAN CORP COM 251K 576 –
NVIDIA CORPORATION COM 20M 162K –
NXP SEMICONDUCTORS N V COM 238K 880 –
ORACLE CORP COM 829K 6K –
PALANTIR TECHNOLOGIES INC CL A 475K 19K –
PALO ALTO NETWORKS INC COM 315K 928 –
PEPSICO INC COM 3M 16K –
PFIZER INC COM 451K 16K –
PHILIP MORRIS INTL INC COM 3M 26K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 1M 22K –
PROCTER AND GAMBLE CO COM 10M 60K –
PROGRESSIVE CORP COM 274K 1K –
PROSHARES TR S&P 500 DV ARIST 437K 5K –
PRUDENTIAL FINL INC COM 817K 7K –
QUALCOMM INC COM 2M 11K –
RANGE RES CORP COM 224K 7K –
ROCKWELL AUTOMATION INC COM 477K 2K –
RTX CORPORATION COM 459K 5K –
SALESFORCE INC COM 1M 4K –
SCHWAB CHARLES CORP COM 501K 7K –
SCHWAB STRATEGIC TR US TIPS ETF 293K 6K –
SELECT SECTOR SPDR TR ENERGY 365K 4K –
SELECT SECTOR SPDR TR FINANCIAL 596K 15K –
SELECT SECTOR SPDR TR TECHNOLOGY 308K 1K –
SELECT SECTOR SPDR TR RL EST SEL SEC 242K 6K –
SEMPRA COM 387K 5K –
SHELL PLC SPON ADS 2M 35K –
SHOPIFY INC CL A 452K 7K –
SIMON PPTY GROUP INC NEW COM 388K 3K –
SOUTHERN CO COM 244K 3K –
SPDR DOW JONES INDL AVERAGE UT SER 1 330K 842 –
SPDR GOLD TR GOLD SHS 507K 2K –
SPDR S&P 500 ETF TR TR UNIT 3M 6K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 400K 744 –
SPDR SER TR S&P 600 SMCP GRW 1M 17K –
SPDR SER TR BBG CONV SEC ETF 2M 28K –
SPDR SER TR PRTFLO S&P500 GW 55M 684K –
SPDR SER TR PORTFOLIO SHORT 281K 9K –
SPDR SER TR PRTFLO S&P500 VL 70M 1M –
SPDR SER TR PORTFOLIO S&P400 6M 111K –
SPDR SER TR BLOOMBERG INVT 369K 12K –
SPDR SER TR S&P OILGAS EXP 459K 3K –
SPDR SER TR NUVEEN BLMBRG SH 210K 4K –
SPDR SER TR PORTFOLIO S&P600 6M 137K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 283K 7K –
STARBOARD INVT TR ADAPTIVE ALPHA 21M 749K –
STARBUCKS CORP COM 312K 4K –
STRYKER CORPORATION COM 495K 1K –
SUPER MICRO COMPUTER INC COM 210K 256 –
SYSCO CORP COM 227K 3K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 954K 5K –
TESLA INC COM 2M 8K –
THERMO FISHER SCIENTIFIC INC COM 201K 363 –
TRUIST FINL CORP COM 1M 31K –
UNILEVER PLC SPON ADR NEW 321K 6K –
UNITED PARCEL SERVICE INC CL B 465K 3K –
UNITEDHEALTH GROUP INC COM 423K 830 –
US BANCORP DEL COM NEW 203K 5K –
VANECK ETF TRUST FALLEN ANGEL HG 7M 261K –
VANECK ETF TRUST IG FLOATING RATE 255K 10K –
VANECK ETF TRUST SEMICONDUCTR ETF 504K 2K –
VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 15M 173K –
VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 15M 134K –
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 15M 168K –
VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 15M 136K –
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 2M 17K –
VANGUARD BD INDEX FDS INTERMED TERM 201K 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 277K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 417K 831 –
VANGUARD INDEX FDS MCAP VL IDXVIP 634K 4K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 7K –
VANGUARD INDEX FDS MID CAP ETF 475K 2K –
VANGUARD INDEX FDS GROWTH ETF 816K 2K –
VANGUARD INDEX FDS SMALL CP ETF 3M 12K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 18K –
VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 5M 69K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 8M 99K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 373K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 470K 3K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 8M 71K –
VANGUARD WORLD FD CONSUM STP ETF 235K 1K –
VANGUARD WORLD FD FINANCIALS ETF 352K 4K –
VANGUARD WORLD FD HEALTH CAR ETF 399K 1K –
VANGUARD WORLD FD INF TECH ETF 388K 671 –
VERIZON COMMUNICATIONS INC COM 2M 55K –
VISA INC COM CL A 1M 6K –
W & T OFFSHORE INC COM 46K 22K –
WALMART INC COM 4M 53K –
WASTE MGMT INC DEL COM 4M 18K –
WELLS FARGO CO NEW COM 276K 5K –
WISDOMTREE TR US MIDCAP DIVID 844K 18K –
WISDOMTREE TR INTL EQUITY FD 1M 21K –