ATLAS FIDUCIARY FINANCIAL, LLC
MATTIA AND ASSOCIATES, L.L.C. Legal Name
Adviser information for ATLAS FIDUCIARY FINANCIAL, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 535 | $231.2M |
| Non-Discretionary | 0 | $0 |
| Total | 535 | $231.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $26.5M |
| HNW Individuals | 102 | $204.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118084 |
|---|---|
| SEC ERA File Number | 801-118084 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307310 |
| Legal Entity Identifier | None |
Principal Office
1577 FRUITVILLE ROADSARASOTA
FL
United States
Monday - Friday, 9AM - 5PM
Tel: (941) 879-9290, Fax: None
Chief Compliance Officer
STEPHEN CRAFFEN
SENIOR PLANNER
393 RAMAPO VALLEY ROAD
OAKLAND
NJ
United States
Tel:
201-347-3110
S*****@*****************M
(Full email address available in API data)
Regulatory Contact
LAURA MATTIA
SENIOR PLANNER
1577 FRUITVILLE ROAD
SARASOTA
FL
United States
Tel:
941-879-9290
L*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MATTIA, LAURA, HILLARY | Individual | – | CEO | 01/2020 | 50-75% |
| CRAFFEN, STEPHEN, CHARLES | Individual | – | CIO AND CHIEF COMPLIANCE OFFICER | 11/2021 | 25-50% |