Hedge Fund Database

AFS FINANCIAL GROUP, LLC

Adviser information for AFS FINANCIAL GROUP, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 705 $244.9M
Non-Discretionary 0 $0
Total 705 $244.9M

Clients

Type Number RAUM
Individuals 197 $74.2M
HNW Individuals 71 $162.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $2.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $6.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)ADVISORY CONSULTING
Compensation % of AUMHourly charges

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 41.4M
Both for Same 0
Portfolio Manager to Program Sponsor
PPS CUSTOM COMMONWEALTH FINANCIAL NETWORK

Identifiers

SEC RIA File Number 801-118095
SEC ERA File Number 801-118095
SEC CIK Numbers 1879345
SEC CRD Numbers 306979
Legal Entity Identifier None

Principal Office

7700 OLD GEORGETOWN RD.
SUITE 630
BETHESDA
MD
United States
Monday - Friday, 8:00 AM-6:00 PM
Tel: (301) 951-2642, Fax: (301) 961-8400

Websites

www.linkedin.com/company/afs-financial-group-llc/ www.afsfinancialgroup.com/ www.youtube.com/channel/ucj70weuizzafyqqj8uh1glq www.facebook.com/afsfinancialgroupllc/ twitter.com/afs_financial

Chief Compliance Officer

ALP A. ATABEK
MANAGING PARTNER
7700 OLD GEORGETOWN RD.
SUITE 630
BETHESDA
MD
United States
Tel: (301) 951-2642
Fax: (301) 961-8400
(Full email address available in API data)

Regulatory Contact

OLIVIA NAKKASH
DIRECTOR OF OPERATIONS
7700 OLD GEORGETOWN RD.
SUITE 630
BETHESDA
MD
United States
Tel: (301) 951-2642
Fax: (301) 961-8400
(Full email address available in API data)

Industry Affiliates

AFS 401K RETIREMENT SERVICES LLC Pension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ATABEK, ALP, ARSLAN Individual – CHIEF COMPLIANCE OFFICER 07/2009 < 5%
ATABEK, ALP, ARSLAN Individual ALP A. ATABEK, LLC MANAGING MEMBER 01/2010 > 75%
ALP A. ATABEK, LLC Domestic Entity – OWNER 01/2010 > 75%
NAKKASH, OLIVIA Individual – DIRECTOR OF OPERATIONS 01/2022 < 5%
DAHL, JASON, WILLIAM Individual – DIRECTOR OF FINANCIAL PLANNING 01/2022 < 5%

No. Employees, Historic

10502020202120222023202420257 on 1/17/20207 on 2/21/20207 on 4/20/20207 on 6/16/20207 on 9/2/20207 on 1/25/20218 on 3/12/20218 on 4/13/20218 on 4/13/20218 on 5/3/20218 on 3/15/20228 on 3/24/20228 on 5/17/20228 on 8/26/20228 on 10/27/20228 on 2/18/20238 on 3/28/2024

RAUM, Historic

600M300M02020202120222023202420250 on 1/17/20200 on 2/21/20200 on 4/20/2020310668693 on 6/16/2020310668693 on 9/2/2020310668693 on 1/25/2021410942482 on 3/12/2021410942482 on 4/13/2021410942482 on 4/13/2021410942482 on 5/3/2021505643018 on 3/15/2022505643018 on 3/24/2022505643018 on 5/17/2022505643018 on 8/26/2022505643018 on 10/27/2022435380674 on 2/18/2023244851443 on 3/28/2024

No. Clients, Historic

40020002020202120222023202420250 on 1/17/20200 on 2/21/20200 on 4/20/2020374 on 6/16/2020374 on 9/2/2020374 on 1/25/2021291 on 3/12/2021291 on 4/13/2021291 on 4/13/2021291 on 5/3/2021311 on 3/15/2022311 on 3/24/2022311 on 5/17/2022311 on 8/26/2022311 on 10/27/2022325 on 2/18/2023268 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 1M 6K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 207K 4K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 675K 21K –
DISNEY WALT CO COM 389K 4K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 927K 21K –
ISHARES INC CORE MSCI EMKT 237K 4K –
ISHARES TR CORE MSCI TOTAL 562K 8K –
ISHARES TR GRWT ALLOCAT ETF 217K 4K –
J P MORGAN EXCHANGE TRADED F ACTIVE GROWTH 320K 4K –
JPMORGAN CHASE & CO. COM 273K 1K –
MICROSOFT CORP COM 203K 454 –
PIMCO ETF TR MULTISECTOR BD 240K 9K –
SPDR S&P 500 ETF TR TR UNIT 216K 397 –
SPDR SER TR PORTFOLIO S&P500 256K 4K –
VANGUARD INDEX FDS VALUE ETF 594K 4K –
VANGUARD MALVERN FDS CORE BD ETF 254K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 251K 1K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 305K 4K –