Hedge Fund Database

ELK RIVER WEALTH MANAGEMENT LLC

Adviser information for ELK RIVER WEALTH MANAGEMENT LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 773 $914.9M
Non-Discretionary 2 $15.8M
Total 775 $930.8M

Clients

Type Number RAUM
Individuals 149 $57.1M
HNW Individuals 135 $732.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 15 $45.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $9.7M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 15 $85.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-118102
SEC ERA File Number 801-118102
SEC CIK Numbers 1844107
SEC CRD Numbers 307263
Legal Entity Identifier None

Principal Office

1125 17TH STREET
SUITE 720
DENVER
CO
United States
Monday - Friday, BY APPOINTMENT
Tel: (720) 310-3275, Fax: (720) 619-9454

Websites

www.linkedin.com/company/elkriverwealth/ elkriverwealth.com

Chief Compliance Officer

RITA KOCH DAY
1125 17TH STREET
SUITE 720
DENVER
CO
United States
Tel: 720-310-3275
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HUMMEL, JAY, WILLIAM Individual – PARTNER 02/2020 < 5%
PHOENIX, JOHN, GRAHAM Individual – PARTNER 01/2020 < 5%
ELK RIVER WEALTH HOLDINGS, LLC Domestic Entity – MANAGING MEMBER 02/2020 > 75%
DAY, RITA, KOCH Individual – CHIEF COMPLIANCE OFFICER 02/2020 < 5%
FREIMUTH, CHRISTOPHER, CLINE Individual – CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 02/2020 < 5%
FREIMUTH, CHRISTOPHER, CLINE Individual COVEY RISE CAPITAL 0215, LLC MANAGING MEMBER 03/2020 > 75%
COVEY RISE CAPITAL 0215, LLC Domestic Entity ELK RIVER WEALTH HOLDINGS, LLC MANAGING MEMBER 03/2020 50-75%

No. Employees, Historic

201002020202120222023202420253 on 1/21/20203 on 2/14/20206 on 2/19/20208 on 3/20/20208 on 3/20/20208 on 3/24/20208 on 3/25/20209 on 6/18/20209 on 7/10/202011 on 7/16/202011 on 7/16/202011 on 8/20/202011 on 9/30/202011 on 10/30/202013 on 3/10/202113 on 9/30/202114 on 2/3/202214 on 5/4/202214 on 6/16/202214 on 10/6/202214 on 10/24/202214 on 2/13/202314 on 12/5/202314 on 1/22/202411 on 2/29/2024

RAUM, Historic

1B500M02020202120222023202420250 on 1/21/20200 on 2/14/20200 on 2/19/20200 on 3/20/20200 on 3/20/20200 on 3/24/20200 on 3/25/2020393224237 on 6/18/2020393224237 on 7/10/2020393224237 on 7/16/2020393224237 on 7/16/2020393224237 on 8/20/2020393224237 on 9/30/2020393224237 on 10/30/2020638393780 on 3/10/2021638393780 on 9/30/2021796030900 on 2/3/2022796030900 on 5/4/2022796030900 on 6/16/2022796030900 on 10/6/2022796030900 on 10/24/2022830816633 on 2/13/2023830816633 on 12/5/2023830816633 on 1/22/2024930777442 on 2/29/2024

No. Clients, Historic

70035002020202120222023202420250 on 1/21/20200 on 2/14/20200 on 2/19/20200 on 3/20/20200 on 3/20/20200 on 3/24/20200 on 3/25/202097 on 6/18/202097 on 7/10/202097 on 7/16/202097 on 7/16/202097 on 8/20/202097 on 9/30/202097 on 10/30/2020472 on 3/10/2021472 on 9/30/2021609 on 2/3/2022609 on 5/4/2022609 on 6/16/2022609 on 10/6/2022609 on 10/24/2022308 on 2/13/2023308 on 12/5/2023308 on 1/22/2024314 on 2/29/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 316K 3K –
ABBOTT LABS COM 564K 5K –
ABBVIE INC COM 968K 6K –
ACCENTURE PLC IRELAND SHS CLASS A 6M 20K –
ADOBE INC COM 4M 7K –
ALPHABET INC CAP STK CL A 18M 98K –
ALPHABET INC CAP STK CL C 703K 4K –
ALPHATEC HLDGS INC COM NEW 105K 10K –
AMAZON COM INC COM 15M 77K –
AMPHENOL CORP NEW CL A 7M 110K –
AMPLIFY ETF TR AMPLIFY CYBERSEC 227K 4K –
APPLE INC COM 22M 106K –
BLACKROCK INC COM 3M 4K –
BOK FINL CORP COM NEW 838K 9K –
BROADCOM INC COM 18M 11K –
CADENCE DESIGN SYSTEM INC COM 616K 2K –
CAPITAL ONE FINL CORP COM 277K 2K –
CATERPILLAR INC COM 250K 750 –
CHEVRON CORP NEW COM 918K 6K –
CHIPOTLE MEXICAN GRILL INC COM 216K 3K –
CHURCH & DWIGHT CO INC COM 4M 35K –
COCA COLA CO COM 640K 10K –
COLGATE PALMOLIVE CO COM 213K 2K –
COSTCO WHSL CORP NEW COM 15M 17K –
CULLEN FROST BANKERS INC COM 203K 2K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 211K 7K –
DOORDASH INC CL A 326K 3K –
ECOLAB INC COM 4M 15K –
EDWARDS LIFESCIENCES CORP COM 7M 73K –
ELI LILLY & CO COM 8M 9K –
EXXON MOBIL CORP COM 8M 70K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 238K 1K –
HEALTHEQUITY INC COM 6M 66K –
HOME DEPOT INC COM 506K 1K –
HONEYWELL INTL INC COM 7M 34K –
ILLINOIS TOOL WKS INC COM 477K 2K –
INTERCONTINENTAL EXCHANGE IN COM 5M 40K –
INTUIT COM 9M 14K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 31M 188K –
INVESCO EXCHANGE TRADED FD T WATER RES ETF 819K 13K –
ISHARES TR ISHARES BIOTECH 282K 2K –
ISHARES TR CORE S&P500 ETF 27M 50K –
ISHARES TR CORE S&P MCP ETF 677K 12K –
ISHARES TR CORE S&P SCP ETF 32M 297K –
ISHARES TR IBOXX HI YD ETF 295K 4K –
ISHARES TR MSCI EAFE ETF 210K 3K –
ISHARES TR MSCI USA QLT FCT 3M 17K –
ISHARES TR MSCI USA VALUE 16M 153K –
ISHARES TR RUS 1000 ETF 4M 13K –
ISHARES TR RUS 1000 GRW ETF 328K 901 –
ISHARES TR RUS 1000 VAL ETF 389K 2K –
ISHARES TR RUSSELL 2000 ETF 244K 1K –
ISHARES TR SELECT DIVID ETF 299K 2K –
J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 19M 307K –
JOHNSON & JOHNSON COM 783K 5K –
JPMORGAN CHASE & CO. COM 9M 45K –
KLA CORP COM NEW 535K 649 –
LOWES COS INC COM 6M 28K –
MASTERCARD INCORPORATED CL A 11M 25K –
MERCK & CO INC COM 234K 2K –
MICROSOFT CORP COM 23M 52K –
MONSTER BEVERAGE CORP NEW COM 5M 90K –
MORGAN STANLEY COM NEW 5M 49K –
MSCI INC COM 376K 780 –
NOVARTIS AG SPONSORED ADR 219K 2K –
NVIDIA CORPORATION COM 6M 49K –
OREILLY AUTOMOTIVE INC COM 8M 7K –
PALO ALTO NETWORKS INC COM 9M 26K –
PEAPACK-GLADSTONE FINL CORP COM 351K 16K –
PEPSICO INC COM 4M 25K –
PFIZER INC COM 590K 21K –
PHILIP MORRIS INTL INC COM 205K 2K –
PROCTER AND GAMBLE CO COM 1M 7K –
PULTE GROUP INC COM 9M 83K –
RTX CORPORATION COM 506K 5K –
SALESFORCE INC COM 231K 897 –
SELECT SECTOR SPDR TR SBI HEALTHCARE 586K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 3M 14K –
SPDR SER TR S&P DIVID ETF 48M 377K –
TEXAS INSTRS INC COM 6M 33K –
TEXTRON INC COM 5M 58K –
THERMO FISHER SCIENTIFIC INC COM 5M 10K –
ULTA BEAUTY INC COM 3M 7K –
UNION PAC CORP COM 5M 20K –
UNITEDHEALTH GROUP INC COM 9M 17K –
VANGUARD INDEX FDS S&P 500 ETF SHS 552K 1K –
VANGUARD INDEX FDS SMALL CP ETF 502K 2K –
VICTORY PORTFOLIOS II CORE INTRMEDIATE 6M 284K –
VICTORY PORTFOLIOS II SHORT TRM BD ETF 1M 29K –
VISA INC COM CL A 717K 3K –
WISDOMTREE TR US HIGH DIVIDEND 556K 7K –
YUM BRANDS INC COM 381K 3K –
ZOETIS INC CL A 5M 30K –