TUMWATER WEALTH MANAGEMENT, LLC
Adviser information for TUMWATER WEALTH MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 689 | $268.0M |
| Non-Discretionary | 9 | $37.3M |
| Total | 698 | $305.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 152 | $45.5M |
| HNW Individuals | 92 | $182.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $61.7M |
| Charitable organizations | <5 | $2.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $3.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $9.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-118103 |
|---|---|
| SEC ERA File Number | 801-118103 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300443 |
| Legal Entity Identifier | None |
Principal Office
101 S. CAPITOL BLVD. STE. 1603BOISE
ID
United States
Monday - Friday, 7:00AM - 4:00PM
Tel: (208) 314-2114, Fax: (208)485-4629
Chief Compliance Officer
BENJAMIN CARL WARREN
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
101 S. CAPITOL BLVD. STE. 1603
BOISE
ID
United States
Tel:
(208)314-2114
B**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WARREN, BENJAMIN, CARL | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 11/2018 | 50-75% |
| WARREN, KIRSTEN, A | Individual | – | MEMBER | 11/2018 | 50-75% |