Hedge Fund Database

VALUE PARTNERS INVESTMENT COUNSEL

VALUE PARTNERS INVESTMENTS INC. Legal Name

Adviser information for VALUE PARTNERS INVESTMENT COUNSEL last updated from Form ADV on January 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End MARCH
Legal Location Canada

Employees

Total Number of Employees 54
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 605 $2.0B
Non-Discretionary 0 $0
Total 605 $2.0B

Clients

Type Number RAUM
Individuals 314 $98.6M
HNW Individuals 198 $241.3M
Banking or thrift institutions 0 $0
Investment companies 3 $1.5B
Business development companies 0 $0
Pooled investment vehicles 1 $5.7M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 89 $87.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 99

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM
Other Business Activities CANADIAN: EXEMPT MARKET DEALER

Identifiers

SEC RIA File Number 801-118112
SEC ERA File Number 801-118112
SEC CIK Numbers 1800916
SEC CRD Numbers 305404
Legal Entity Identifier 549300JP6NQU3T3KFA02

Principal Office

175 HARGRAVE STREET
UNIT 300
WINNIPEG, MANITOBA
Canada
Monday - Friday, 9:00AM TO 5:00PM
Tel: 204-949-0059, Fax: 204-949-1743

Websites

www.linkedin.com/company/value-partners-investments www.vpinvestmentcounsel.ca www.valuepartnersinvestments.ca www.vpinvestmentcounsel.com www.facebook.com/valuepartnersinvestments www.instagram.com/valuepartnersinvestments

Chief Compliance Officer

AMIT SETHI
175 HARGRAVE STREET
UNIT 300
WINNIPEG, MANITOBA
Canada
Tel: 204-944-3393
Fax: 204-949-1743
(Full email address available in API data)

Regulatory Contact

DEAN BJARNARSON
CHIEF FINANCIAL OFFICER
175 HARGRAVE STREET
UNIT 300
WINNIPEG, MANITOBA
Canada
Tel: 204-949-1725
Fax: 204-949-7143
(Full email address available in API data)

Industry Affiliates

LAWTON PARTNERS INSURANCE & ESTATE PLANNING LTD. Insurance company or agency
LP FINANCIAL PLANNING SERVICES LTD. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VALUE PARTNERS GROUP INC. Foreign Entity – MANAGER/PARENT COMPANY 04/2011 > 75%
FILMON, GREGG, ALAN Individual – PRESIDENT, DIRECTOR AND ULTIMATE DESIGNATED PERSON 10/2007 < 5%
LAWTON, PAUL, JAMES Individual – CHIEF OPERATING OFFICER, SECRETARY, AND DIRECTOR 04/2005 < 5%
THOMPSON, JOHN, CAMERON Individual – DIRECTOR 06/2005 < 5%
GILLIES, IAN, RODERICK Individual – DIRECTOR 04/2014 < 5%
BJARNARSON, MATHEW, DEAN Individual – CHIEF FINANCIAL OFFICER 01/2011 < 5%
Sethi, Amit Individual – CHIEF COMPLIANCE OFFICER 08/2018 < 5%
LONGTON LTD. Foreign Entity VALUE PARTNERS GROUP INC. SHAREHOLDER 05/2005 50-75%
LAWTON, PAUL, JAMES Individual LONGTON LTD. SHAREHOLDER 05/2005 > 75%
LAWTON, KATHLEEN, DIANE Individual LONGTON LTD. SHAREHOLDER 12/2022 > 75%
LAWTON, SEAN, EDWIN Individual LONGTON LTD. SHAREHOLDER 05/2005 > 75%
10129123 MANITOBA LTD. Foreign Entity LONGTON LTD. SHAREHOLDER 04/2022 > 75%
Bain, Bonnie, May Individual – DIRECTOR 06/2022 < 5%

No. Employees, Historic

603002020202120222023202445 on 1/23/202045 on 1/23/202042 on 6/29/202042 on 6/30/202042 on 9/1/202042 on 2/1/202150 on 6/29/202150 on 6/30/202154 on 6/29/202254 on 7/21/202254 on 11/3/202254 on 1/10/2023

RAUM, Historic

2B1B0202020212022202320241033301149 on 1/23/20201033301149 on 1/23/20201475565059 on 6/29/20201475565059 on 6/30/20201475565059 on 9/1/20201475565059 on 2/1/20211995986212 on 6/29/20211995986212 on 6/30/20211951931514 on 6/29/20221951931514 on 7/21/20221951931514 on 11/3/20221951931514 on 1/10/2023

No. Clients, Historic

700350020202021202220232024291 on 1/23/2020291 on 1/23/2020295 on 6/29/2020295 on 6/30/2020295 on 9/1/2020295 on 2/1/2021470 on 6/29/2021470 on 6/30/2021605 on 6/29/2022605 on 7/21/2022605 on 11/3/2022605 on 1/10/2023

Holdings

From latest 13F, filed July 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALGONQUIN PWR UTILS CORP COM 291K 36K –
ALPHABET INC CAP STK CL A 4M 15K –
AMERICAN TOWER CORP NEW COM 6M 23K –
AMETEK INC COM 1M 4K –
AON PLC SHS CL A 518K 1K –
APPLE INC COM 1M 4K –
APPLIED MATLS INC COM 3M 8K –
BANK MONTREAL QUE COM 87M 758K –
BANK NOVA SCOTIA HALIFAX COM 88M 1M –
BCE INC COM NEW 413K 9K –
BECTON DICKINSON & CO COM 541K 2K –
BENTLEY SYS INC COM CL B 2M 35K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K –
BROADCOM INC COM 2M 1K –
BROOKFIELD CORP CL A LTD VT SH 1M 25K –
CANADIAN IMPERIAL BK COMM TO COM 81M 1M –
CANADIAN NATL RY CO COM 42M 259K –
CANADIAN NAT RES LTD COM 1M 24K –
CANADIAN PACIFIC KANSAS CITY COM 38M 354K –
CARRIER GLOBAL CORPORATION COM 3M 30K –
CINTAS CORP COM 3M 3K –
CISCO SYS INC COM 111M 2M –
COMCAST CORP NEW CL A 5M 99K –
CORTEVA INC COM 3M 37K –
CSX CORP COM 2M 54K –
CVS HEALTH CORP COM 96M 1M –
DANAHER CORPORATION COM 578K 2K –
DEERE & CO COM 350K 685 –
DIAGEO PLC SPON ADR NEW 5M 27K –
ELECTRONIC ARTS INC COM 61M 321K –
ENBRIDGE INC COM 2M 42K –
FEDEX CORP COM 59M 144K –
FORTIS INC COM 7M 135K –
GE AEROSPACE COM NEW 3M 12K –
HERSHEY CO COM 4M 15K –
HOME DEPOT INC COM 39M 83K –
HONEYWELL INTL INC COM 952K 3K –
INFOSYS LTD SPONSORED ADR 5M 212K –
INTEL CORP COM 498K 12K –
INTERCONTINENTAL EXCHANGE IN COM 2M 9K –
INTUIT COM 3M 3K –
LOWES COS INC COM 3M 10K –
MAGNA INTL INC COM 61M 1M –
MANULIFE FINL CORP COM 410K 11K –
MARSH & MCLENNAN COS INC COM 3M 9K –
MASTERCARD INCORPORATED CL A 5M 8K –
MCKESSON CORP COM 3M 3K –
MEDTRONIC PLC SHS 9M 86K –
MERCK & CO INC COM 3M 15K –
METHANEX CORP COM 338K 5K –
MICROCHIP TECHNOLOGY INC. COM 2M 19K –
MICROSOFT CORP COM 31M 51K –
MOODYS CORP COM 3M 5K –
MSCI INC COM 3M 4K –
NOVARTIS AG SPONSORED ADR 661K 5K –
OLD DOMINION FREIGHT LINE IN COM 3M 11K –
OPEN TEXT CORP COM 94M 2M –
ORACLE CORP COM 44M 227K –
PEPSICO INC COM 5M 20K –
ROGERS COMMUNICATIONS INC CL B 86M 2M –
ROPER TECHNOLOGIES INC COM 899K 1K –
ROYAL BK CDA COM 71M 490K –
SAP SE SPON ADR 12M 43K –
SHERWIN WILLIAMS CO COM 2M 6K –
STARBUCKS CORP COM 5M 45K –
SUN LIFE FINANCIAL INC. COM 98M 1M –
SUNCOR ENERGY INC NEW COM 284K 5K –
TELUS CORPORATION COM 316K 15K –
TESLA INC COM 892K 3K –
TEXAS INSTRS INC COM 723K 3K –
TFI INTL INC COM 1M 7K –
THERMO FISHER SCIENTIFIC INC COM 4M 5K –
THOMSON REUTERS CORP. COM 743K 3K –
TORONTO DOMINION BK ONT COM NEW 88M 1M –
UBS GROUP AG SHS 11M 261K –
UNILEVER PLC SPON ADR NEW 630K 8K –
UNITED PARCEL SERVICE INC CL B 95M 509K –
UNITEDHEALTH GROUP INC COM 8M 12K –
VERALTO CORP COM SHS 213K 2K –
VERIZON COMMUNICATIONS INC COM 5M 97K –
VERMILION ENERGY INC COM 387K 26K –
VISA INC COM CL A 26M 72K –
WHEATON PRECIOUS METALS CORP COM 1M 17K –
YUM CHINA HLDGS INC COM 8M 201K –
ZOETIS INC CL A 3M 11K –
ISHARES TR 3 7 YR TREAS BD 452K 3K –
ISHARES TR ISHS 1-5YR INVS 459K 7K –