ACAP ASSET MANAGEMENT, INC.
Adviser information for ACAP ASSET MANAGEMENT, INC. last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 827 | $179.6M |
| Non-Discretionary | 366 | $26.7M |
| Total | 1,193 | $206.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $42.6M |
| HNW Individuals | 47 | $133.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $30.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-118117 |
|---|---|
| SEC ERA File Number | 801-118117 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149452 |
| Legal Entity Identifier | None |
Principal Office
12031 VENTURA BLVDSUITE 1
STUDIO CITY
CA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 8182728511, Fax: 8182728510
Chief Compliance Officer
ARA OGHOORIAN
PRESIDENT & CHIEF COMPLIANCE OFFICER
12031 VENTURA BLVD
SUITE 1
STUDIO CITY
CA
United States
Tel:
8182728511
A*********@*********M
(Full email address available in API data)
Regulatory Contact
MATTHEW CRISAFULLI
INVESTMENT ADVISER REPRESENTATIVE
12031 VENTURA BLVD
SUITE 1
STUDIO CITY
CA
United States
Tel:
8182728511
M**********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OGHOORIAN, CARINA, KAFTARIAN | Individual | – | VICE PRESIDENT | 02/2009 | 10-25% |
| OGHOORIAN, ARA | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 06/2009 | > 75% |