EARLYBIRD CENTRAL INC.
Adviser information for EARLYBIRD CENTRAL INC. last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,200 | $9.0M |
| Non-Discretionary | 0 | $0 |
| Total | 5,200 | $9.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5,200 | $9.0M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5200 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 9.0M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| APEX CLEARING CORPORATION | EARLYBIRD CENTRAL INC. |
Identifiers
| SEC RIA File Number | 801-118119 |
|---|---|
| SEC ERA File Number | 801-118119 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307201 |
| Legal Entity Identifier | None |
Principal Office
2721 ROUTE 44GARDINER
NY
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: (347) 469-8150, Fax: N/A
Chief Compliance Officer
JORDAN WEXLER
CEO & CHIEF COMPLIANCE OFFICER
2721 ROUTE 44
GARDINER
NY
United States
Tel:
(347) 469-8150
Fax:
N/A
J*****@**************O
(Full email address available in API data)
Regulatory Contact
CALEB FRANKEL
COO
2721 ROUTE 44
GARDINER
NY
United States
Tel:
(347) 469-8150
Fax:
N/A
C****@**************O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Wexler, Jordan | Individual | – | CEO & CHIEF COMPLIANCE OFFICER | 12/2019 | 50-75% |
| Frankel, Caleb | Individual | – | COO | 12/2019 | 25-50% |