XEBEC ASSET MANAGEMENT, LLC
Adviser information for XEBEC ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 38 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $426.9M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $426.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $426.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118122 |
|---|---|
| SEC ERA File Number | 801-118122 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305669 |
| Legal Entity Identifier | None |
Principal Office
2100 ROSS AVENUESUITE 895
DALLAS
TX
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: (469) 687-3184, Fax: None
Chief Compliance Officer
JULIA COOPER
DIRECTOR, CHIEF COMPLIANCE OFFICER, AND SECRETARY
3020 OLD RANCH PKW SUITE 200
SEAL BEACH
CA
United States
Tel:
562-284-5052
Fax:
562-795-0271
J*****@**************M
(Full email address available in API data)
Regulatory Contact
JAY SONI
MANAGING DIRECTOR
3020 OLD RANCH PKW SUITE 200
SEAL BEACH
CA
United States
Tel:
562-284-5051
Fax:
562-795-0271
J***@**************M
(Full email address available in API data)
Industry Affiliates
| XEBEC LOGISTICS TRUST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| XEBEC RAE, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 15191 SYLMAR QOF, LLC | Real Estate Fund | $11.7M | $0.1M | 28 |
| 3344 MEDFORD XC OPPORTUNITY FUND, LLC | Real Estate Fund | $16.2M | $0.3M | 50 |
| LOGISTIX HUB COINVESTMENT HOLDINGS, LLC | Real Estate Fund | $2.3M | $0.1M | 3 |
| LONDON GROVEPORT XO CO-INVESTMENT FUND, LLC | Real Estate Fund | $2.6M | $0.1M | 17 |
| PECAN XC OPPORTUNITY FUND, LLC | Real Estate Fund | $23.4M | $0.3M | 36 |
| SANDOW LAKES RANCH FUND I, LLC | Real Estate Fund | $154.5M | $0.3M | 64 |
| XEBEC LOGISTICS TRUST, LP | Real Estate Fund | $215.1M | $0.3M | 95 |
| XEBEC OPPORTUNITY FUND I, LLC | Real Estate Fund | $1.0M | $0.1M | 47 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COOPER, JULIA, BARNHART | Individual | – | DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | 10/2019 | < 5% |
| XEBEC HOLDINGS, LLC | Domestic Entity | – | OWNER | 06/2017 | > 75% |
| XH INVESTOR MEMBER, LLC | Domestic Entity | XEBEC HOLDINGS, LLC | OWNER | 05/2017 | 50-75% |
| KENDRICK, RANDALL, RAYMOND | Individual | XH INVESTOR MEMBER, LLC | OWNER | 05/2017 | > 75% |
| Soni, Jay, Raaj | Individual | – | MANAGING DIRECTOR | 02/2023 | < 5% |
| Khan, Adeel | Individual | – | DIRECTOR, CHIEF FINANCIAL OFFICER | 09/2023 | < 5% |