WFA OF SAN DIEGO
WFA OF SAN DIEGO, LLC Legal Name
Adviser information for WFA OF SAN DIEGO last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 322 | $138.9M |
| Non-Discretionary | 55 | $33.7M |
| Total | 377 | $172.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 109 | $28.0M |
| HNW Individuals | 65 | $141.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $3.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesFINANCIAL PLANNNING FEE |
Principal Office
3170 FOURTH AVENUETHIRD FLOOR
SAN DIEGO
CA
United States
Monday - Friday, 8:30-5:00
Tel: (619) 491-0225, Fax: None
Chief Compliance Officer
MICHAEL L. HUDSON
1427 MILITARY CUTOFF ROAD
SUITE 206
WILMINGTON
NC
United States
Tel:
910-256-7400
C*********@**************M
(Full email address available in API data)
Industry Affiliates
| ZERMATT WEALTH PARTNERS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Mayes, Ralph, Thomas | Individual | ZERMATT HOLDINGS, LLC | MEMBER | 01/2018 | 25-50% |
| DWORSKY, LOUIS, DAVID | Individual | – | CEO | 01/2020 | < 5% |
| ZERMATT HOLDINGS, LLC | Domestic Entity | – | OWNER | 01/2020 | > 75% |
| DWORSKY, LOUIS, DAVID | Individual | ZERMATT HOLDINGS, LLC | MEMBER | 01/2018 | 25-50% |
| DWORSKY, MEYER, edwin | Individual | ZERMATT HOLDINGS, LLC | MEMBER | 01/2018 | 25-50% |
| HUDSON, MICHAEL, LEE | Individual | – | CCO | 11/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 47K | 462 | – |
| ABBOTT LABS | COM | 5K | 46 | – |
| ABBVIE INC | COM | 394K | 2K | – |
| ABRDN LIFE SCIENCES INVESTOR | SH BEN INT | 4K | 300 | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 100K | 330 | – |
| ADOBE INC | COM | 638K | 1K | – |
| ADVANCED ENERGY INDS | COM | 15K | 140 | – |
| ADVANCED MICRO DEVICES INC | COM | 29K | 178 | – |
| AFLAC INC | COM | 134K | 2K | – |
| AGF INVTS TR | US MARKET NETRL | 43K | 2K | – |
| AGILENT TECHNOLOGIES INC | COM | 67K | 514 | – |
| AGNC INVT CORP | COM | 38K | 4K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2K | 25 | – |
| ALLSTATE CORP | COM | 106K | 666 | – |
| ALPHABET INC | CAP STK CL A | 2M | 10K | – |
| ALPHABET INC | CAP STK CL C | 408K | 2K | – |
| ALPS ETF TR | ALERIAN MLP | 10K | 200 | – |
| ALTRIA GROUP INC | COM | 30K | 668 | – |
| AMAZON COM INC | COM | 1M | 7K | – |
| AMER STATES WTR CO | COM | 298K | 4K | – |
| AMEREN CORP | COM | 54K | 760 | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 8K | 90 | – |
| AMERICAN ELEC PWR CO INC | COM | 11K | 120 | – |
| AMERICAN EXPRESS CO | COM | 69K | 299 | – |
| AMERICAN WTR WKS CO INC NEW | COM | 7K | 56 | – |
| AMERIPRISE FINL INC | COM | 29K | 68 | – |
| AMGEN INC | COM | 707K | 2K | – |
| AMPLIFY ETF TR | AMPLIFY ALTERNAT | 1K | 375 | – |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 265K | 7K | – |
| AMPLIFY ETF TR | HIGH INCOME | 24K | 2K | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 24K | 1K | – |
| APPLE INC | COM | 12M | 58K | – |
| APPLIED MATLS INC | COM | 541K | 2K | – |
| ARBOR REALTY TRUST INC | COM | 29K | 2K | – |
| ARES CAPITAL CORP | COM | 3K | 150 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 8K | 100 | – |
| AT&T INC | COM | 116K | 6K | – |
| AURORA CANNABIS INC | COM | 14 | 3 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 104K | 435 | – |
| BAIN CAP SPECIALTY FIN INC | COM STK | 2K | 100 | – |
| BANK AMERICA CORP | COM | 300K | 8K | – |
| BANK MONTREAL QUE | COM | 21K | 250 | – |
| BANK NEW YORK MELLON CORP | COM | 591K | 10K | – |
| BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 6K | 195 | – |
| BARNES GROUP INC | COM | 48K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 8K | – |
| BIO RAD LABS INC | CL A | 306K | 1K | – |
| BIOGEN INC | COM | 77K | 333 | – |
| BLACKROCK ETF TRUST | US CARBON TRANS | 45K | 762 | – |
| BLACKROCK INC | COM | 38K | 48 | – |
| BLACKSTONE INC | COM | 29K | 231 | – |
| BOEING CO | COM | 244K | 1K | – |
| BOYD GAMING CORP | COM | 937 | 17 | – |
| BP PLC | SPONSORED ADR | 22K | 613 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 44K | 1K | – |
| BROADCOM INC | COM | 8K | 5 | – |
| CADENCE DESIGN SYSTEM INC | COM | 154K | 500 | – |
| CANOPY GROWTH CORP | COM NEW | 39 | 6 | – |
| CAPITAL ONE FINL CORP | COM | 19K | 138 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 2K | 100 | – |
| CATERPILLAR INC | COM | 772K | 2K | – |
| CERENCE INC | COM | 6K | 2K | – |
| CHEVRON CORP NEW | COM | 341K | 2K | – |
| CHORD ENERGY CORPORATION | COM NEW | 3K | 20 | – |
| CISCO SYS INC | COM | 48K | 1K | – |
| CITIGROUP INC | COM NEW | 3K | 50 | – |
| CLEANSPARK INC | COM NEW | 2K | 150 | – |
| CLEVELAND-CLIFFS INC NEW | COM | 2K | 100 | – |
| COCA COLA CO | COM | 185K | 3K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 82K | 1K | – |
| COHEN & STEERS QUALITY INCOM | COM | 8K | 687 | – |
| COHEN & STEERS TOTAL RETURN | COM | 9K | 750 | – |
| COINBASE GLOBAL INC | COM CL A | 2K | 8 | – |
| COMCAST CORP NEW | CL A | 30K | 774 | – |
| CONOCOPHILLIPS | COM | 86K | 755 | – |
| CORNING INC | COM | 50K | 1K | – |
| CORTEVA INC | COM | 3K | 51 | – |
| COSTCO WHSL CORP NEW | COM | 369K | 435 | – |
| CSX CORP | COM | 28K | 846 | – |
| CVS HEALTH CORP | COM | 192K | 3K | – |
| DANAHER CORPORATION | COM | 33K | 134 | – |
| DEERE & CO | COM | 43K | 115 | – |
| DELL TECHNOLOGIES INC | CL C | 2K | 11 | – |
| DIAMONDBACK ENERGY INC | COM | 1K | 7 | – |
| DISCOVER FINL SVCS | COM | 20K | 150 | – |
| DISNEY WALT CO | COM | 56K | 568 | – |
| DOW INC | COM | 3K | 51 | – |
| DTF TAX-FREE INCOME 2028 TER | COM | 11K | 1K | – |
| DUKE ENERGY CORP NEW | COM NEW | 110K | 1K | – |
| EA SERIES TRUST | US QUAN MOMENTUM | 1K | 23 | – |
| EATON CORP PLC | SHS | 47K | 150 | – |
| EATON VANCE SR INCOME TR | SH BEN INT | 7K | 1K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 67K | 8K | – |
| EDISON INTL | COM | 20K | 285 | – |
| ELI LILLY & CO | COM | 737K | 814 | – |
| EMERSON ELEC CO | COM | 94K | 850 | – |
| ENBRIDGE INC | COM | 8K | 211 | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 59K | 3K | – |
| EXXON MOBIL CORP | COM | 1M | 11K | – |
| FEDERATED HERMES ETF TRUST | SHORT DURATION H | 1M | 63K | – |
| FEDERATED HERMES ETF TRUST | US STRATEGIC DIV | 37K | 2K | – |
| FEDERATED HERMES INC | CL B | 14K | 435 | – |
| FEDEX CORP | COM | 3K | 11 | – |
| FIRST TR EXCHANGE-TRADED FD | GBL WND ENRG ETF | 1K | 75 | – |
| FISERV INC | COM | 107K | 720 | – |
| FORD MTR CO DEL | COM | 34K | 3K | – |
| FORTREA HLDGS INC | COMMON STOCK | 2K | 65 | – |
| GE AEROSPACE | COM NEW | 198K | 1K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 468 | 6 | – |
| GE VERNOVA INC | COM | 50K | 294 | – |
| GENASYS INC | COM | 1K | 500 | – |
| GENERAL MTRS CO | COM | 58K | 1K | – |
| GERON CORP | COM | 170 | 40 | – |
| GILEAD SCIENCES INC | COM | 10K | 150 | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 6K | 200 | – |
| GOLDMAN SACHS BDC INC | SHS | 2K | 100 | – |
| GRAIL INC | COM | 508 | 33 | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 3K | 52 | – |
| HANESBRANDS INC | COM | 493 | 100 | – |
| HAWAIIAN ELEC INDUSTRIES | COM | 27K | 3K | – |
| HEALTHCARE RLTY TR | CL A COM | 3K | 200 | – |
| HEALTHPEAK PROPERTIES INC | COM | 15K | 765 | – |
| HERSHEY CO | COM | 135K | 735 | – |
| HOME DEPOT INC | COM | 304K | 884 | – |
| HUMANA INC | COM | 24K | 65 | – |
| ILLUMINA INC | COM | 21K | 200 | – |
| INNOVATIVE INDL PPTYS INC | COM | 5K | 50 | – |
| INTEL CORP | COM | 169K | 5K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 93K | 681 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 403K | 2K | – |
| INTERNATIONAL GAME TECHNOLOG | SHS USD | 430 | 21 | – |
| INVESCO DB COMMDY INDX TRCK | UNIT | 7K | 300 | – |
| INVESCO EXCH TRADED FD TR II | CEF INM COMPSI | 48K | 3K | – |
| INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 42K | 2K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 646K | 13K | – |
| INVESCO EXCH TRADED FD TR II | KBW HIG DV YLD | 70K | 5K | – |
| INVESCO EXCH TRADED FD TR II | KBW PPTY CASUT | 17K | 165 | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 3M | 50K | – |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 2K | 40 | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 69K | 3K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 93K | 4K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 632K | 28K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY | 1M | 61K | – |
| INVESCO EXCH TRD SLF IDX FD | INTL DEV DYNAMIC | 2K | 73 | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 4K | 68 | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 2000 DYNM | 2K | 50 | – |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 3K | 32 | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 3M | 80K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 390K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 6K | 100 | – |
| INVESCO QQQ TR | UNIT SER 1 | 402K | 839 | – |
| ISHARES GOLD TR | ISHARES NEW | 7K | 150 | – |
| ISHARES INC | ESG AWR MSCI EM | 19K | 576 | – |
| ISHARES INC | FRONTIER AND SEL | 2K | 90 | – |
| ISHARES INC | MSCI EQUAL WEITE | 15K | 165 | – |
| ISHARES INC | MSCI EURZONE ETF | 36K | 729 | – |
| ISHARES TR | 0-3 MNTH TREASRY | 8K | 84 | – |
| ISHARES TR | 0-5 YR TIPS ETF | 47K | 470 | – |
| ISHARES TR | 0-5YR HI YL CP | 46K | 1K | – |
| ISHARES TR | 10+ YR INVST GRD | 4K | 85 | – |
| ISHARES TR | 20 YR TR BD ETF | 55K | 600 | – |
| ISHARES TR | 7-10 YR TRSY BD | 44K | 470 | – |
| ISHARES TR | BB RAT CORP BD | 205K | 4K | – |
| ISHARES TR | BB RAT CORP BD | 415 | 9 | – |
| ISHARES TR | CORE MSCI TOTAL | 121K | 2K | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 23K | – |
| ISHARES TR | CORE S&P MCP ETF | 878 | 15 | – |
| ISHARES TR | CORE S&P SCP ETF | 767K | 7K | – |
| ISHARES TR | CORE S&P SCP ETF | 427 | 4 | – |
| ISHARES TR | CORE S&P TTL STK | 334K | 3K | – |
| ISHARES TR | CORE S&P US GWT | 3K | 24 | – |
| ISHARES TR | CORE S&P US VLU | 53K | 600 | – |
| ISHARES TR | CORE TOTAL USD | 11K | 245 | – |
| ISHARES TR | CORE US AGGBD ET | 146K | 2K | – |
| ISHARES TR | CUR HD EURZN ETF | 36K | 1K | – |
| ISHARES TR | EAFE GRWTH ETF | 16K | 157 | – |
| ISHARES TR | EAFE VALUE ETF | 17K | 326 | – |
| ISHARES TR | ESG AWRE 1 5 YR | 126K | 5K | – |
| ISHARES TR | ESG SCRD S&P MID | 31K | 791 | – |
| ISHARES TR | GLOBAL 100 ETF | 8K | 82 | – |
| ISHARES TR | GRWT ALLOCAT ETF | 1K | 20 | – |
| ISHARES TR | IBONDS OCT 2024 | 4K | 150 | – |
| ISHARES TR | ISHARES BIOTECH | 4K | 30 | – |
| ISHARES TR | ISHARES SEMICDTR | 16K | 66 | – |
| ISHARES TR | JPMORGAN USD EMG | 442K | 5K | – |
| ISHARES TR | MORNINGSTR US EQ | 81K | 1K | – |
| ISHARES TR | MSCI EAFE ETF | 54K | 685 | – |
| ISHARES TR | MSCI EAFE MIN VL | 83K | 1K | – |
| ISHARES TR | MSCI EMG MKT ETF | 11K | 255 | – |
| ISHARES TR | MSCI USA MIN VOL | 364K | 4K | – |
| ISHARES TR | MSCI USA MIN VOL | 1K | 13 | – |
| ISHARES TR | MSCI USA MMENTM | 41K | 212 | – |
| ISHARES TR | MSCI USA QLT FCT | 6K | 34 | – |
| ISHARES TR | NATIONAL MUN ETF | 129K | 1K | – |
| ISHARES TR | PFD AND INCM SEC | 78K | 2K | – |
| ISHARES TR | ROBOTICS ARTIF | 13K | 405 | – |
| ISHARES TR | RUS 2000 VAL ETF | 24K | 160 | – |
| ISHARES TR | RUS MD CP GR ETF | 44K | 403 | – |
| ISHARES TR | RUSSELL 2000 ETF | 10K | 50 | – |
| ISHARES TR | S&P 500 VAL ETF | 18K | 100 | – |
| ISHARES TR | SELECT DIVID ETF | 245K | 2K | – |
| ISHARES TR | SHRT NAT MUN ETF | 121K | 1K | – |
| ISHARES TR | TIPS BD ETF | 408K | 4K | – |
| ISHARES TR | US AER DEF ETF | 64K | 481 | – |
| ISHARES TR | US CONSM STAPLES | 2K | 30 | – |
| ISHARES TR | US HLTHCR PR ETF | 32K | 610 | – |
| ISHARES TR | US HOME CONS ETF | 180K | 2K | – |
| ISHARES TR | USD GRN BOND ETF | 62K | 1K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 541K | 10K | – |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 75K | 2K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 11K | 200 | – |
| J P MORGAN EXCHANGE TRADED F | REALTY INCOME ET | 20K | 443 | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 841K | 17K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 2M | 33K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 713 | 14 | – |
| JOHNSON & JOHNSON | COM | 412K | 3K | – |
| JPMORGAN CHASE & CO. | COM | 185K | 917 | – |
| KIMBERLY-CLARK CORP | COM | 11K | 77 | – |
| KINDER MORGAN INC DEL | COM | 3K | 165 | – |
| KLA CORP | COM NEW | 82K | 100 | – |
| KRAFT HEINZ CO | COM | 3K | 100 | – |
| KRANESHARES TRUST | KFA MOUNT LUCAS | 408K | 14K | – |
| KRANESHARES TRUST | KFA MOUNT LUCAS | 205 | 7 | – |
| KROGER CO | COM | 35K | 700 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 6K | 28 | – |
| LABCORP HOLDINGS INC | COM SHS | 13K | 65 | – |
| LEIDOS HOLDINGS INC | COM | 127K | 872 | – |
| LEUTHOLD FDS INC | CORE ETF | 55K | 2K | – |
| LINCOLN ELEC HLDGS INC | COM | 8M | 40K | – |
| LITMAN GREGORY FDS TR | IMGP DBI MANAGED | 21K | 689 | – |
| LOCKHEED MARTIN CORP | COM | 83K | 178 | – |
| LOWES COS INC | COM | 187K | 846 | – |
| MAINSTAY CBRE GBL INFRA MEG | COM | 4K | 350 | – |
| MANAGED PORTFOLIO SERIES | ECOFIN GBL WATER | 31K | 686 | – |
| MARATHON PETE CORP | COM | 35K | 200 | – |
| MASTERCARD INCORPORATED | CL A | 292K | 662 | – |
| MCDONALDS CORP | COM | 4K | 17 | – |
| MEDICAL PPTYS TRUST INC | COM | 561 | 130 | – |
| MEDTRONIC PLC | SHS | 9K | 120 | – |
| MERCK & CO INC | COM | 296K | 2K | – |
| META PLATFORMS INC | CL A | 823K | 2K | – |
| MICROSOFT CORP | COM | 2M | 4K | – |
| MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 3K | 175 | – |
| MIDWESTONE FINL GROUP INC NE | COM | 4K | 175 | – |
| MOHAWK INDS INC | COM | 2K | 15 | – |
| MOLSON COORS BEVERAGE CO | CL B | 67K | 1K | – |
| MONDELEZ INTL INC | CL A | 177K | 3K | – |
| MORGAN STANLEY | COM NEW | 19K | 200 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 12K | 32 | – |
| NCR ATLEOS CORPORATION | COM SHS | 10K | 375 | – |
| NCR VOYIX CORPORATION | COM | 9K | 750 | – |
| NETFLIX INC | COM | 3K | 4 | – |
| NEWELL BRANDS INC | COM | 2K | 250 | – |
| NEXTERA ENERGY INC | COM | 99K | 1K | – |
| NORTHROP GRUMMAN CORP | COM | 19K | 43 | – |
| NOVO-NORDISK A S | ADR | 1M | 10K | – |
| NRG ENERGY INC | COM NEW | 1K | 17 | – |
| NU HLDGS LTD | ORD SHS CL A | 323 | 25 | – |
| NVIDIA CORPORATION | COM | 910K | 7K | – |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 2K | 38 | – |
| OCCIDENTAL PETE CORP | COM | 23K | 363 | – |
| OREILLY AUTOMOTIVE INC | COM | 2K | 2 | – |
| ORGANON & CO | COMMON STOCK | 870 | 42 | – |
| ORION OFFICE REIT INC | COM | 227 | 63 | – |
| PACER FDS TR | PACER US SMALL | 94K | 2K | – |
| PACER FDS TR | TRENDPILOT US BD | 2K | 110 | – |
| PACER FDS TR | US CASH COWS 100 | 281K | 5K | – |
| PACER FDS TR | WEALTHSHIELD | 3K | 113 | – |
| PACKAGING CORP AMER | COM | 6K | 35 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 1K | 50 | – |
| PALO ALTO NETWORKS INC | COM | 1K | 4 | – |
| PARAMOUNT GLOBAL | CLASS B COM | 904 | 87 | – |
| PENNYMAC MTG INVT TR | COM | 2K | 150 | – |
| PEPSICO INC | COM | 153K | 926 | – |
| PFIZER INC | COM | 63K | 2K | – |
| PHILIP MORRIS INTL INC | COM | 40K | 395 | – |
| PHILLIPS 66 | COM | 45K | 319 | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 27K | 816 | – |
| PIEDMONT OFFICE REALTY TR IN | COM CL A | 21K | 3K | – |
| PIMCO DYNAMIC INCOME FD | SHS | 63K | 3K | – |
| PIMCO ETF TR | 0-5 HIGH YIELD | 131K | 1K | – |
| PINTEREST INC | CL A | 9K | 200 | – |
| PJT PARTNERS INC | COM CL A | 324 | 3 | – |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 3K | 150 | – |
| PNC FINL SVCS GROUP INC | COM | 12K | 74 | – |
| POWERSHARES ACTIVELY MANAGED | S&P500 DOWNSID | 2M | 56K | – |
| POWERSHARES ACTIVELY MANAGED | S&P500 DOWNSID | 262 | 7 | – |
| PPG INDS INC | COM | 25K | 200 | – |
| PROCTER AND GAMBLE CO | COM | 331K | 2K | – |
| PROSHARES TR | MSCI EMRG ETF | 4K | 76 | – |
| PROSHARES TR | PSHS ULTRA DOW30 | 7K | 83 | – |
| PROSHARES TR | S&P 500 DV ARIST | 5K | 57 | – |
| PROSHARES TR | SHORT S&P 500 NE | 22K | 2K | – |
| PROSHARES TR | ULTR MSCI ETF | 4K | 97 | – |
| PROSHARES TR II | VIX SH TRM FUTRS | 4K | 375 | – |
| PUBLIC STORAGE OPER CO | COM | 11K | 38 | – |
| QUAKER HOUGHTON | COM | 18K | 104 | – |
| QUALCOMM INC | COM | 3M | 13K | – |
| REALTY INCOME CORP | COM | 513K | 10K | – |
| RESMED INC | COM | 19K | 100 | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 20K | 2K | – |
| RTX CORPORATION | COM | 161K | 2K | – |
| SALESFORCE INC | COM | 4K | 17 | – |
| SCHLUMBERGER LTD | COM STK | 9K | 200 | – |
| SCHWAB CHARLES CORP | COM | 118K | 2K | – |
| SCHWAB STRATEGIC TR | 5 10YR CORP BD | 2M | 38K | – |
| SCHWAB STRATEGIC TR | 5 10YR CORP BD | 574 | 13 | – |
| SCHWAB STRATEGIC TR | ARIEL ESG ETF | 45K | 2K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 202K | 8K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | 4K | 123 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 246 | 7 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 4K | 57 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 220 | 4 | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 130K | 3K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 8K | 231 | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 183K | 4K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 62K | 1K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 2M | 34K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 786K | 10K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 27K | 370 | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 1M | 14K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 19K | 398 | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 404K | 8K | – |
| SCIENCE APPLICATIONS INTL CO | COM | 59K | 498 | – |
| SELECT SECTOR SPDR TR | ENERGY | 84K | 925 | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 156K | 2K | – |
| SEMPRA | COM | 166K | 2K | – |
| SHOPIFY INC | CL A | 1K | 20 | – |
| SIMON PPTY GROUP INC NEW | COM | 18K | 118 | – |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 3K | 98 | – |
| SOLVENTUM CORP | COM SHS | 6K | 115 | – |
| SOUTHERN CO | COM | 35K | 450 | – |
| SPDR GOLD TR | GOLD SHS | 43K | 200 | – |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 620K | 22K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 1M | 31K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 59K | 2K | – |
| SPDR INDEX SHS FDS | S&P CHINA ETF | 1K | 20 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 47K | 87 | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 6K | 68 | – |
| SPDR SER TR | ICE PFD SEC ETF | 106K | 3K | – |
| SPDR SER TR | NUVEEN BLMBRG MU | 2K | 33 | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 18K | 383 | – |
| SPDR SER TR | PORTFLI HIGH YLD | 125K | 5K | – |
| SPDR SER TR | PORTFLI TIPS ETF | 45K | 2K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 511K | 8K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 72K | 3K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 284K | 6K | – |
| SPDR SER TR | PORTFOLIO SHORT | 39K | 1K | – |
| SPDR SER TR | S&P BK ETF | 10K | 215 | – |
| SPDR SER TR | S&P DIVID ETF | 393K | 3K | – |
| SPDR SER TR | SSGA US LRG ETF | 24K | 156 | – |
| STARBUCKS CORP | COM | 19K | 250 | – |
| STARWOOD PPTY TR INC | COM | 9K | 500 | – |
| STONECO LTD | COM CL A | 180 | 15 | – |
| SUPER MICRO COMPUTER INC | COM | 820 | 1 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 83K | 476 | – |
| TAPESTRY INC | COM | 3K | 71 | – |
| TARGET CORP | COM | 37K | 250 | – |
| TCW STRATEGIC INCOME FD INC | COM | 4K | 750 | – |
| TERADATA CORP DEL | COM | 10K | 300 | – |
| TESLA INC | COM | 335K | 2K | – |
| TEXAS INSTRS INC | COM | 78K | 400 | – |
| THE CIGNA GROUP | COM | 139K | 421 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 6K | 10 | – |
| UNION PAC CORP | COM | 57K | 250 | – |
| UNITED PARCEL SERVICE INC | CL B | 21K | 155 | – |
| UNITEDHEALTH GROUP INC | COM | 240K | 471 | – |
| US BANCORP DEL | COM NEW | 70K | 2K | – |
| VALERO ENERGY CORP | COM | 79K | 504 | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 4K | 78 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 15K | 190 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 2M | 33K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 2K | 34 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 257K | 686 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 516K | 1K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 13K | 60 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 8M | 30K | – |
| VANGUARD INDEX FDS | VALUE ETF | 30K | 189 | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 503K | 9K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 622K | 14K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 7K | 60 | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 608K | 12K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 369K | 6K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 125K | 2K | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 85K | 1K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 2M | 39K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 681 | 15 | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 2K | 35 | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 516K | 7K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 3M | 28K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 4K | 47 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 2M | 26K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 3K | 39 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 8K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1K | 7 | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 304K | 6K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 92K | 775 | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 60K | 1K | – |
| VANGUARD WORLD FD | ESG US CORP BD | 59K | 948 | – |
| VANGUARD WORLD FD | ESG US STK ETF | 89K | 921 | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 109K | 410 | – |
| VANGUARD WORLD FD | INF TECH ETF | 115K | 200 | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 27K | 85 | – |
| VENTAS INC | COM | 75K | 1K | – |
| VERALTO CORP | COM SHS | 72K | 750 | – |
| VERIZON COMMUNICATIONS INC | COM | 148K | 4K | – |
| VERTEX PHARMACEUTICALS INC | COM | 938 | 2 | – |
| VISA INC | COM CL A | 85K | 325 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 5K | 405 | – |
| WALMART INC | COM | 11K | 161 | – |
| WARNER BROS DISCOVERY INC | COM SER A | 2K | 323 | – |
| WARNER BROS DISCOVERY INC | COM SER A | 759 | 102 | – |
| WASTE MGMT INC DEL | COM | 6K | 30 | – |
| WD 40 CO | COM | 44K | 200 | – |
| WELLS FARGO CO NEW | COM | 87K | 1K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 436K | 367 | – |
| WESTERN ALLIANCE BANCORP | COM | 63K | 1K | – |
| WHIRLPOOL CORP | COM | 10K | 100 | – |
| WISDOMTREE TR | JAPN HEDGE EQT | 65K | 572 | – |
| WORLD GOLD TR | SPDR GLD MINIS | 2M | 37K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 369 | 8 | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 11K | 100 | – |