UNIGESTION (US) LTD
Adviser information for UNIGESTION (US) LTD last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $354.4M |
| Non-Discretionary | 21 | $2.3B |
| Total | 22 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $1.0B |
| Pension and profit sharing plans | 1 | $354.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $1.3B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 85 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMGROUP TRANSFER PRICING FOR MULTINATIONAL ENTERPRISES |
Identifiers
| SEC RIA File Number | 801-118143 |
|---|---|
| SEC ERA File Number | 801-118143 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305038 |
| Legal Entity Identifier | None |
Principal Office
HARBORSIDE FINANCIAL CENTER PLAZA 10,SUITE 203
JERSEY CITY
NJ
United States
Monday - Friday, 9.00 - 17.00
Tel: +1 201-714-2400, Fax: None
Chief Compliance Officer
DONNA BEASANT
CHIEF COMPLIANCE OFFICER NORTH AMERICA
TD CANADA TRUST TOWER
161 BAY STREET, 27TH FLOOR
TORONTO
Canada
Tel:
+1 (416) 886-4316
D*******@*************M
(Full email address available in API data)
Industry Affiliates
| EURO CHOICE III GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| UNI CIF SYNDICATE GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| UNICAPITAL INVESTMENT (MANAGEMENT) SA | Sponsor, GP, manager of pooled investment vehicles |
| UNIGESTION (JERSEY) GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| UNIGESTION (UK) LTD | Other investment adviser, including financial planners |
| UNIGESTION ASIA PTE LTD | Other investment adviser, including financial planners |
| UNIGESTION ASSET MANAGEMENT (CANADA) INC. | Other investment adviser, including financial planners |
| UNIGESTION ASSET MANAGEMENT (FRANCE) SA | Other investment adviser, including financial planners |
| UNIGESTION GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| UNIGESTION SA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WCTPT CHOICE LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| UNIGESTION DIRECT II SCS SICAV RAIF | Private Equity Fund | $476.8M | $1.0M | 74 |
| UNIGESTION SECONDARY V SCS-SICAV-RAIF | Private Equity Fund | $529.4M | $1.0M | 114 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UNIGESTION HOLDING SA | Foreign Entity | – | SHAREHOLDER | 11/1999 | > 75% |
| Sabrier, Bernard, Jean | Individual | – | BOARD MEMBER | 06/2004 | < 5% |
| Martin, Regis, Fernand | Individual | – | BOARD MEMBER | 10/2015 | < 5% |
| Maggi, Robin, Ann | Individual | – | BOARD MEMBER | 11/2012 | < 5% |
| FAMSA FOUNDATION | Foreign Entity | UNIGESTION HOLDING SA | SHAREHOLDER | 07/2011 | 25-50% |
| Sabrier, Bernard, Jean | Individual | FAMSA FOUNDATION | DIRECTOR | 07/2011 | |
| Sabrier, Yasmina | Individual | FAMSA FOUNDATION | DIRECTOR | 03/2020 | |
| Turysk, David, Emmanuel | Individual | FAMSA FOUNDATION | DIRECTOR | 03/2020 | |
| BEASANT, DONNA, CLARE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| Audi, Hala, Corinne Marie | Individual | FAMSA FOUNDATION | DIRECTOR | 10/2022 |