PARADIGM CAPITAL MANAGEMENT
PARADIGM CAPITAL MANAGEMENT,LLC Legal Name
Adviser information for PARADIGM CAPITAL MANAGEMENT last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Nevada, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 277 | $142.2M |
Non-Discretionary | 0 | $0 |
Total | 277 | $142.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 52 | $16.8M |
HNW Individuals | 65 | $125.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUM |
Principal Office
6170 RIDGEVIEW COURT, SUITE FRENO
NV
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 775-829-8787, Fax: NONE
Websites
Chief Compliance Officer
BRUCE HARVEY
CIO
6170 RIDGEVIEW COURT, SUITE F
RENO
NV
United States
Tel:
775-829-8787
Fax:
NONE
B******@*************T
(Full email address available in API data)
Regulatory Contact
JOHN NUNN JR
PORTFOLIO MANAGER
6170 RIDGEVIEW COURT, SUITE F
RENO
NV
United States
Tel:
775-829-8787
Fax:
NONE
J****@*************T
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HARVEY, MARY, ANNE | Individual | – | NON PARTICIPATING MEMBER | 03/1996 | 50-75% |
HARVEY, BRUCE, DOUGLAS | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 03/1996 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 13th, 2023 for period ending December 31st, 2022
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 11M | 72K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 8M | 74K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5M | 64K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 14K | – |
VANGUARD WORLD FDS | HEALTH CAR ETF | 4M | 15K | – |
PFIZER INC | COM | 3M | 55K | – |
MERCK & CO INC | COM | 3M | 24K | – |
JPMORGAN CHASE & CO | COM | 2M | 16K | – |
CHEVRON CORP NEW | COM | 2M | 10K | – |
JOHNSON & JOHNSON | COM | 2M | 10K | – |
VERIZON COMMUNICATIONS INC | COM | 2M | 42K | – |
APPLE INC | COM | 2M | 13K | – |
MICROSOFT CORP | COM | 1M | 6K | – |
US BANCORP DEL | COM NEW | 1M | 32K | – |
ALPHABET INC | CAP STK CL C | 1M | 15K | – |
EXXON MOBIL CORP | COM | 1M | 12K | – |
AT&T INC | COM | 1M | 70K | – |
BANK AMERICA CORP | COM | 1M | 38K | – |
ALTRIA GROUP INC | COM | 1M | 26K | – |
KINDER MORGAN INC DEL | COM | 1M | 64K | – |
METLIFE INC | COM | 1M | 15K | – |
PRICE T ROWE GROUP INC | COM | 835K | 8K | – |
MCDONALDS CORP | COM | 824K | 3K | – |
AMGEN INC | COM | 810K | 3K | – |
VISA INC | COM CL A | 799K | 4K | – |
PHILIP MORRIS INTL INC | COM | 788K | 8K | – |
GOLDMAN SACHS GROUP INC | COM | 658K | 2K | – |
AMERICAN INTL GROUP INC | COM NEW | 569K | 9K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 534K | 3K | – |
DUKE ENERGY CORP NEW | COM NEW | 528K | 5K | – |
SPDR S&P 500 ETF TR | TR UNIT | 519K | 1K | – |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 493K | 9K | – |
PEPSICO INC | COM | 472K | 3K | – |
INTEL CORP | COM | 465K | 18K | – |
HOME DEPOT INC | COM | 450K | 1K | – |
CISCO SYS INC | COM | 415K | 9K | – |
NOVARTIS AG | SPONSORED ADR | 303K | 3K | – |
NEW YORK CMNTY BANCORP INC | COM | 300K | 35K | – |
COSTCO WHSL CORP NEW | COM | 284K | 622 | – |
VANGUARD STAR FDS | VG TL INTL STK F | 220K | 4K | – |
BLACKROCK MUNI INCOME TR II | COM | 103K | 10K | – |