PARADIGM CAPITAL MANAGEMENT

PARADIGM CAPITAL MANAGEMENT,LLC Legal Name

Adviser information for PARADIGM CAPITAL MANAGEMENT last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Nevada, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 277 $142.2M
Non-Discretionary 0 $0
Total 277 $142.2M

Clients

Type Number RAUM
Individuals 52 $16.8M
HNW Individuals 65 $125.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-118148
SEC ERA File Number 801-118148
SEC CIK Numbers 1910312
SEC CRD Numbers 120805
Legal Entity Identifier None

Principal Office

6170 RIDGEVIEW COURT, SUITE F
RENO
NV
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 775-829-8787, Fax: NONE

Chief Compliance Officer

BRUCE HARVEY
CIO
6170 RIDGEVIEW COURT, SUITE F
RENO
NV
United States
Tel: 775-829-8787
Fax: NONE
(Full email address available in API data)

Regulatory Contact

JOHN NUNN JR
PORTFOLIO MANAGER
6170 RIDGEVIEW COURT, SUITE F
RENO
NV
United States
Tel: 775-829-8787
Fax: NONE
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HARVEY, MARY, ANNE Individual NON PARTICIPATING MEMBER 03/1996 50-75%
HARVEY, BRUCE, DOUGLAS Individual MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 03/1996 50-75%

No. Employees, Historic

10502020202120222023202420252 on 1/30/20202 on 1/31/20202 on 6/24/20202 on 3/30/20213 on 3/9/20222 on 2/24/20232 on 3/13/2024

RAUM, Historic

200M100M0202020212022202320242025109713613 on 1/30/2020109713613 on 1/31/2020109713613 on 6/24/2020110766700 on 3/30/2021131659997 on 3/9/2022133885693 on 2/24/2023142247390 on 3/13/2024

No. Clients, Historic

2001000202020212022202320242025113 on 1/30/2020113 on 1/31/2020113 on 6/24/2020112 on 3/30/2021113 on 3/9/2022117 on 2/24/2023117 on 3/13/2024

Holdings

From latest 13F, filed February 13th, 2023 for period ending December 31st, 2022
Name Class Value $USD # Shares Private Fund
VANGUARD SPECIALIZED FUNDS DIV APP ETF 11M 72K
VANGUARD WHITEHALL FDS HIGH DIV YLD 8M 74K
SCHWAB STRATEGIC TR US DIVIDEND EQ 5M 64K
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 14K
VANGUARD WORLD FDS HEALTH CAR ETF 4M 15K
PFIZER INC COM 3M 55K
MERCK & CO INC COM 3M 24K
JPMORGAN CHASE & CO COM 2M 16K
CHEVRON CORP NEW COM 2M 10K
JOHNSON & JOHNSON COM 2M 10K
VERIZON COMMUNICATIONS INC COM 2M 42K
APPLE INC COM 2M 13K
MICROSOFT CORP COM 1M 6K
US BANCORP DEL COM NEW 1M 32K
ALPHABET INC CAP STK CL C 1M 15K
EXXON MOBIL CORP COM 1M 12K
AT&T INC COM 1M 70K
BANK AMERICA CORP COM 1M 38K
ALTRIA GROUP INC COM 1M 26K
KINDER MORGAN INC DEL COM 1M 64K
METLIFE INC COM 1M 15K
PRICE T ROWE GROUP INC COM 835K 8K
MCDONALDS CORP COM 824K 3K
AMGEN INC COM 810K 3K
VISA INC COM CL A 799K 4K
PHILIP MORRIS INTL INC COM 788K 8K
GOLDMAN SACHS GROUP INC COM 658K 2K
AMERICAN INTL GROUP INC COM NEW 569K 9K
VANGUARD INDEX FDS TOTAL STK MKT 534K 3K
DUKE ENERGY CORP NEW COM NEW 528K 5K
SPDR S&P 500 ETF TR TR UNIT 519K 1K
SCHWAB STRATEGIC TR US LCAP GR ETF 493K 9K
PEPSICO INC COM 472K 3K
INTEL CORP COM 465K 18K
HOME DEPOT INC COM 450K 1K
CISCO SYS INC COM 415K 9K
NOVARTIS AG SPONSORED ADR 303K 3K
NEW YORK CMNTY BANCORP INC COM 300K 35K
COSTCO WHSL CORP NEW COM 284K 622
VANGUARD STAR FDS VG TL INTL STK F 220K 4K
BLACKROCK MUNI INCOME TR II COM 103K 10K