BIRNAM WOOD CAPITAL, LLC
Adviser information for BIRNAM WOOD CAPITAL, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 57 | $105.5M |
| Total | 57 | $105.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 54 | $71.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $30.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 108.0M |
| Portfolio Manager | 0 |
| Both for Same | 60.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BIRNAM WOOD CAPITAL WRAP PROGRAM | BIRNAM WOOD CAPITAL, LLC |
Identifiers
| SEC RIA File Number | 801-118151 |
|---|---|
| SEC ERA File Number | 801-118151 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 269897 |
| Legal Entity Identifier | None |
Principal Office
3963 MAPLE AVENUE, SUITE 300DALLAS
TX
United States
Monday - Friday, 8:30 AM - 4:00 PM CST
Tel: 214.935.3707, Fax: 214.935.3707
Websites
Chief Compliance Officer
CHARLES WILLIAM "BILL" DURHAM
PRESIDENT
3963 MAPLE AVENUE, SUITE 300
DALLAS
TX
United States
Tel:
214.935.3707
Fax:
214.935.3707
B***@*********************M
(Full email address available in API data)
Industry Affiliates
| DTO CHARLIE LLC | Sponsor, GP, manager of pooled investment vehicles |
| DURHAM RESOURCES | Sponsor, GP, manager of pooled investment vehicles |
| IRON HORSE CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DURHAM, CHARLES, W | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 06/2015 | > 75% |