ALPHA CAPITAL FAMILY OFFICE, LLC
Adviser information for ALPHA CAPITAL FAMILY OFFICE, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 415 | $134.9M |
| Non-Discretionary | 1 | $5.3M |
| Total | 416 | $140.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 44 | $11.1M |
| HNW Individuals | 57 | $123.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5,866 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCONSULTING |
|---|---|
| Compensation | Fixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 140.2M |
| Portfolio Manager | 140.2M |
| Both for Same | 140.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ALPHA CAPITAL FAMILY OFFICE | ALPHA CAPITAL FAMILY OFFICE |
Identifiers
| SEC RIA File Number | 801-118157 |
|---|---|
| SEC ERA File Number | 801-118157 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307521 |
| Legal Entity Identifier | None |
Principal Office
5750 S. ULSTER CIRCLE EASTSUITE 300
GREENWOOD VILLAGE
CO
United States
Monday - Friday, 7AM-5PM
Tel: 303-900-1911, Fax: 303-496-1313
Websites
Chief Compliance Officer
LORI NAPODANO
5750 S. ULSTER CIRCLE EAST
SUITE 300
GREENWOOD VILLAGE
CO
United States
Tel:
303-900-1911
L************@*****************M
(Full email address available in API data)
Regulatory Contact
DOUG CAMPBELL
5750 S. ULSTER CIRCLE EAST
SUITE 300
GREENWOOD VILLAGE
CO
United States
Tel:
303-900-1910
D************@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DD CAPITAL, LLC | Domestic Entity | – | MEMBER | 01/2020 | 50-75% |
| NAPODANO, LOREDANA, I | Individual | – | CCO | 01/2020 | < 5% |
| CM CAPITAL, LLC | Domestic Entity | – | MEMBER | 01/2020 | 25-50% |
| MONAHAN, DORA, LOUISE | Individual | DD CAPITAL, LLC | MEMBER | 01/2018 | 50-75% |
| CAMPBELL, DOUGLAS, WALTER | Individual | DD CAPITAL, LLC | MEMBER | 01/2018 | 50-75% |
| BAXTER, CHRISTOPHER, M | Individual | CM CAPITAL, LLC | MEMBER | 01/2018 | 25-50% |
| BAXTER, MICHELLE, LAU | Individual | CM CAPITAL, LLC | MEMBER | 01/2018 | 25-50% |
| TD4 LLC | Domestic Entity | – | MEMBER | 01/2022 | 5-10% |
| DAMERON, THOMAS, HOUSTON | Individual | TD4 LLC | MANAGING MEMBER | 01/2022 | > 75% |