PEAK WEALTH MANAGEMENT LLC
Adviser information for PEAK WEALTH MANAGEMENT LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 482 | $119.5M |
| Non-Discretionary | 2 | $352,556 |
| Total | 484 | $119.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 114 | $29.4M |
| HNW Individuals | 33 | $88.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $367,783 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-118166 |
|---|---|
| SEC ERA File Number | 801-118166 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281036 |
| Legal Entity Identifier | None |
Principal Office
20 TRAFALGAR SQSUITE 404
NASHUA
NH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 603-488-2476, Fax: 603-665-0006
Chief Compliance Officer
JOHN T. GARRITY
MANAGING MEMBER
20 TRAFALGAR SQ
SUITE 404
NASHUA
NH
United States
Tel:
603-488-2476
J***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARRITY, JOHN, THOMAS | Individual | – | MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | 10/2015 | > 75% |