SRN ADVISORS, LLC
Adviser information for SRN ADVISORS, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $133.2M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $133.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $133.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118171 |
|---|---|
| SEC ERA File Number | 801-118171 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307155 |
| Legal Entity Identifier | None |
Principal Office
2600 PHILMONT AVENUESUITE 215
HUNTINGDON VALLEY
PA
United States
Monday - Friday, 8:30 A.M. - 4:30 P.M.
Tel: 215-914-1970, Fax: None
Chief Compliance Officer
MICHAEL JOHN BLASZCZYK
2600 PHILMONT AVENUE, SUITE 215
HUNTINGDON VALLEY
PA
United States
Tel:
215-914-1970
M*********@**************M
(Full email address available in API data)
Regulatory Contact
SCOTT JONATHAN FREEZE
MANAGING MEMBER
2600 PHILMONT AVENUE, SUITE 215
HUNTINGDON VALLEY
PA
United States
Tel:
215-914-1970
S******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FREEZE, SCOTT, JONATHAN | Individual | – | MANAGING MEMBER | 10/2019 | > 75% |
| BLASZCZYK, MICHAEL, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | 5-10% |
| FERGUSON, KEVIN, PATRICK | Individual | – | MEMBER | 05/2020 | 5-10% |
| MILLENIA CONSULTING, LLC | Domestic Entity | – | MEMBER | 09/2023 | 5-10% |