HALCYON GLOBAL ADVISORS
HALCYON GLOBAL ADVISORS, LLC Legal Name
Adviser information for HALCYON GLOBAL ADVISORS last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 380 | $158.9M |
| Non-Discretionary | 100 | $5.9M |
| Total | 480 | $164.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 82 | $21.0M |
| HNW Individuals | 53 | $132.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $7.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 132.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SELF-SPONSORED WRAP FEE PROGRAM | . HALCYON GLOBAL ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-118182 |
|---|---|
| SEC ERA File Number | 801-118182 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170600 |
| Legal Entity Identifier | None |
Principal Office
15660 DALLAS PARKWAYSUITE 1425
DALLAS
TX
United States
Monday - Friday, 9 AM TO 5 PM
Tel: (972) 499-8278, Fax: (972) 499-8278
Websites
Chief Compliance Officer
JEFF PARKHURST
PRESIDENT
15660 DALLAS PARKWAY
SUITE 1425
DALLAS
TX
United States
Tel:
9724998278
J***@*******************M
(Full email address available in API data)
Regulatory Contact
IVAN BARRETTO
CONSULTANT
13359 NORTH HIGHWAY 183
SUITE 406-649
AUSTIN
TX
United States
Tel:
18337422246
I***@*******O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARKHURST, JEFFREY, WARREN | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2014 | > 75% |