T.T.G. FINANCIAL, INC.
Adviser information for T.T.G. FINANCIAL, INC. last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 185 | $157.8M |
| Non-Discretionary | 0 | $0 |
| Total | 185 | $157.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 111 | $49.8M |
| HNW Individuals | 47 | $85.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $21.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 185 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-118184 |
|---|---|
| SEC ERA File Number | 801-118184 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129004 |
| Legal Entity Identifier | None |
Principal Office
4051 WHIPPLE AVE NWSUITE 110
CANTON
OH
United States
Monday - Friday, 8-4 EST
Tel: 330-491-2220, Fax: 330-491-2262
Websites
Chief Compliance Officer
JIM EVANS
CHIEF COMPLIANCE OFFICER
4051 WHIPPLE AVE NW
SUITE 110
CANTON
OH
United States
Tel:
330-491-2220
Fax:
330-491-2262
J*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EVANS, JAMES, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2006 | 50-75% |
| KOTAGIDES, JAMES, "NMN" | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2006 | 50-75% |