COMPASS FINANCIAL MANAGEMENT LLC
Adviser information for COMPASS FINANCIAL MANAGEMENT LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,131 | $409.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,131 | $409.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,019 | $202.8M |
| HNW Individuals | 80 | $183.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $9.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 22 | $14.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-118185 |
|---|---|
| SEC ERA File Number | 801-118185 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156345 |
| Legal Entity Identifier | None |
Principal Office
2422 W. SUNSET DRIVETAMPA
FL
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 813-831-5168, Fax: None
Chief Compliance Officer
MATTHEW MARKOWSKI
CCO
2422 W. SUNSET DRIVE
TAMPA
FL
United States
Tel:
888-950-0940
M***@**********M
(Full email address available in API data)
Industry Affiliates
| MARKOWSKI INVESTMENTS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARKOWSKI, MATTHEW | Individual | – | DIRECTOR/CCO/MANAGING MEMBER | 07/2018 | 25-50% |
| MARKOWSKI, MICHAEL, JOHN | Individual | – | DIRECTOR/MANAGING MEMBER | 07/2018 | 25-50% |
| MARKOWSKI, CHRISTOPHER | Individual | – | DIRECTOR/MANAGING MEMBER | 07/2018 | 25-50% |