NAVIGATOR ASSET MANAGEMENT LLC
Adviser information for NAVIGATOR ASSET MANAGEMENT LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $13.1M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $13.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $13.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-118199 |
|---|---|
| SEC ERA File Number | 801-118199 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307553 |
| Legal Entity Identifier | None |
Principal Office
ONE LIBERTY PLACE53RD FLOOR
PHILADELPHIA
PA
United States
Monday - Friday, 9AM - 5PM
Tel: 1-800-766-2264, Fax: (215) 569-3639
Chief Compliance Officer
CONOR MULLAN
GENERAL COUNSEL
ONE LIBERTY PLACE, 53RD FLOOR
1650 MARKET STREET
PHILADELPHIA
PA
United States
Tel:
215-569-2224
Fax:
215-569-3639
C******@***************************M
(Full email address available in API data)
Industry Affiliates
| CLARK CAPITAL MANAGEMENT GROUP INC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CLARK FITR US MASTER FUND LP | Hedge Fund | $13.1M | $0.5M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLARK CAPITAL MANAGEMENT GROUP INC | Domestic Entity | – | OWNER | 12/2019 | > 75% |
| CLARK, BRENDAN, MICHAEL | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2019 | < 5% |
| MULLAN, CONOR, LEIGH | Individual | – | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 12/2019 | < 5% |
| MCGARRITY, TIMOTHY, D | Individual | – | CHIEF FINANCIAL OFFICER | 12/2019 | < 5% |
| CLARK, KIERAN, SEAN | Individual | – | CHIEF INVESTMENT OFFICER | 12/2019 | < 5% |
| FIEBACH, JONATHAN, ALAN | Individual | – | DIRECTOR | 01/2022 | < 5% |