POTOMAC ADVISORS, INC.
Adviser information for POTOMAC ADVISORS, INC. last updated from Form ADV on November 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46 | $17.0M |
| Non-Discretionary | 0 | $0 |
| Total | 46 | $17.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $4.7M |
| HNW Individuals | 5 | $10.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $111,360 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $1.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesMarket timing servicesRESEARCH, MARKET SIGNALS AND NON-DISCRETIONARY ADVICE TO OTHER INVESTMENT ADVISORS |
|---|---|
| Compensation | % of AUMFixed feesSUB ADVISORY FEES, SIGNAL PROVIDER FEES |
Identifiers
| SEC RIA File Number | 801-118200 |
|---|---|
| SEC ERA File Number | 801-118200 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131070 |
| Legal Entity Identifier | None |
Principal Office
7215 TEAL CREEK GLENLAKEWOOD RANCH
FL
United States
Monday - Friday, 9:00 AM TO 4:00 PM
Tel: 941-870-3426, Fax: None
Websites
Chief Compliance Officer
RICHARD M. PAUL
PRESIDENT, SECRETARY, TREASURER,CHAIRMAN-BD OF DIRECTORS
7215 TEAL CREEK GLEN
LAKEWOOD RANCH
FL
United States
Tel:
941-870-3426
Fax:
941-536-0974
R*******@*********************M
(Full email address available in API data)
Regulatory Contact
MEGHAN PAUL
EXECUTIVE VICE PRESIDENT
12838 SHORT AVENUE
LOS ANGELES
CA
United States
Tel:
3016413657
M*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAUL, RICHARD, MATTHEW | Individual | – | PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER, CHAIRMAN BD OF DIRECTORS | 04/2015 | < 5% |
| PAUL, Meghan, S | Individual | – | EXECUTIVE VICE PRESIDENT, OPERATIONS, ASSISTANT SECRETARY | 06/2017 | < 5% |
| RICHARD M PAUL 2021 FAMILY TRUST | Domestic Entity | PAUL, RICHARD, MATTHEW | TRUSTEE | 10/2021 | > 75% |