RAYLIANT INVESTMENT RESEARCH
Adviser information for RAYLIANT INVESTMENT RESEARCH last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $135.3M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $135.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $135.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118201 |
|---|---|
| SEC ERA File Number | 801-118201 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306119 |
| Legal Entity Identifier | 254900H52DJHJGX2NW52 |
Principal Office
135 N. LOS ROBLES AVENUESUITE 110
PASADENA
CA
United States
Monday - Friday, 9:00. - 5:00
Tel: 818-795-6189, Fax: None
Chief Compliance Officer
KIMMY BEATTIE
BERKELEY SQUARE HOUSE
8TH FLOOR
LONDON
United Kingdom
Tel:
+44 20 7907 2200
K************@***********M
(Full email address available in API data)
Industry Affiliates
| HENDERSON ROWE LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAYLIANT GLOBAL ADVISORS LTD | Foreign Entity | – | OWNER | 05/2020 | > 75% |
| VERITAS LIBERABIT VOS, LLC | Domestic Entity | RAYLIANT GLOBAL ADVISORS LTD | OWNER | 01/2020 | 25-50% |
| HSU, JASON | Individual | VERITAS LIBERABIT VOS, LLC | OWNER | 01/2020 | 50-75% |
| HSU, JASON | Individual | – | CHIEF INVESTMENT OFFICER | 05/2020 | < 5% |
| Bowers, Michael, J | Individual | – | DIRECTOR | 05/2020 | < 5% |
| EAST WEST BANCORP INC | Domestic Entity | RAYLIANT GLOBAL ADVISORS LTD | OWNER | 08/2023 | 25-50% |
| Beattie, Kimmy | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |