WALDMAN FINANCIAL ADVISERS

WALDMAN FINANCIAL ADVISERS, LLC Legal Name

Adviser information for WALDMAN FINANCIAL ADVISERS last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Virginia, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	184	$104.3M
Non-Discretionary	0	$0
Total	184	$104.3M

Clients

Type	Number	RAUM
Individuals	161	$47.3M
HNW Individuals	23	$56.9M
Banking or thrift institutions	<5	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$0
Charitable organizations	<5	$0
State or municipal gov entities	<5	$0
Other investment advisers	<5	$0
Insurance companies	<5	$0
Sovereign wealth funds and foreign official institutions	<5	$0
Corporations or other businesses	<5	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-118203
SEC ERA File Number	801-118203
SEC CIK Numbers	None
SEC CRD Numbers	146763
Legal Entity Identifier	None

Principal Office

5901 TURKEY OAK ROAD
NORTH CHESTERFIELD
VA
United States

Monday - Friday, AVAILABLE UPON REQUEST

Tel: 703-281-7100, Fax: 703-281-7274

Websites

www.waldmanadvisers.com

Chief Compliance Officer

GAIL WALDMAN

MEMBER

5901 TURKEY OAK ROAD

NORTH CHESTERFIELD

United States

Tel: 703-281-7100

Fax: 703-281-7275

G***@******************M

(Full email address available in API data)

Regulatory Contact

MARK WALDMAN