BHJ WEALTH ADVISORS
BROOKS, HUGHES & JONES, INC. Legal Name
Adviser information for BHJ WEALTH ADVISORS last updated from Form ADV on February 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 29 | $152.1M |
| Non-Discretionary | 0 | $0 |
| Total | 29 | $152.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 29 | $15.6M |
| HNW Individuals | 55 | $130.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-118204 |
|---|---|
| SEC ERA File Number | 801-118204 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151507 |
| Legal Entity Identifier | None |
Principal Office
7191 WAGNER WAYSUITE 301
GIG HARBOR
WA
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 253-534-8888, Fax: None
Chief Compliance Officer
GARY BROOKS
7191 WAGNER WAY
SUITE 301
GIG HARBOR
WA
United States
Tel:
2535348888
G***@**************M
(Full email address available in API data)
Regulatory Contact
GARY BROOKS
7191 WAGNER WAY
SUITE 301
GIG HARBOR
WA
United States
Tel:
2535348888
G***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUGHES, ALLYN, MICHAEL | Individual | – | VICE PRESIDENT | 10/2009 | 50-75% |
| BROOKS, GARY, A. | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 10/2009 | 50-75% |