COMPLETE ADVISORS
COMPLETE ADVISORS PLUS LLC Legal Name
Adviser information for COMPLETE ADVISORS last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $54.5M |
| Non-Discretionary | 11 | $21.0M |
| Total | 26 | $75.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 15 | $54.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $21.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)BUSINESS VALUATION SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-118206 |
|---|---|
| SEC ERA File Number | 801-118206 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307127 |
| Legal Entity Identifier | None |
Principal Office
181 S. FRANKLIN AVE.SUITE 303
VALLEY STREAM
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 516-240-6161, Fax: None
Websites
Chief Compliance Officer
EVAN LEVINE
CO-OWNER
181 S. FRANKLIN AVE.
SUITE 303
VALLEY STREAM
NY
United States
Tel:
516-240-6161
I***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVINE, EVAN, MARC | Individual | – | CO-OWNER AND CCO | 02/2019 | 50-75% |
| Shah, Nainesh, A | Individual | – | CO-OWNER | 02/2019 | 50-75% |