PRAIRIEWOOD WEALTH MANAGEMENT
PRAIRIEWOOD CAPITAL, LLC Legal Name
Adviser information for PRAIRIEWOOD WEALTH MANAGEMENT last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | North Dakota, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 742 | $216.8M |
Non-Discretionary | 0 | $0 |
Total | 742 | $216.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 99 | $46.0M |
HNW Individuals | 61 | $161.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 6 | $9.3M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
3981 4TH ST. EWEST FARGO
ND
United States
Monday - Friday, 8 AM - 5 PM
Tel: 701-234-0521, Fax: 701-205-4510
Chief Compliance Officer
NATHAN M ANDERSON
FINANCIAL ADVISOR
3981 4TH ST E
WEST FARGO
ND
United States
Tel:
701-234-0521
Fax:
701-205-4510
N*****@********M
(Full email address available in API data)
Regulatory Contact
GARY CLAYTON
COMPLIANCE CONSULTANT
PO BOX 10254
KNOXVILLE
TN
United States
Tel:
865-770-1024
S******@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
NELSON, STEVEN, MICHAEL | Individual | – | MANAGING PARTNER | 01/2008 | < 5% |
Anderson, Nathan, Mark | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
PRAIRIEWOOD FINANCIAL GROUP, LLC | Domestic Entity | – | HOLDING COMPANY | 08/2017 | 50-75% |
NELSON, STEVEN, MICHAEL | Individual | PRAIRIEWOOD FINANCIAL GROUP, LLC | MANAGING PARTNER | 08/2017 | > 75% |
Anderson, Nathan, Mark | Individual | NMA HOLDINGS LLC | MANAGING PARTNER | 03/2022 | > 75% |
NMA HOLDINGS LLC | Domestic Entity | – | HOLDING COMPANY | 03/2022 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 204K | 2K | – |
ABBOTT LABS | COM | 733K | 7K | – |
ALPHA METALLURGICAL RESOUR I | COM | 1M | 4K | – |
ALTRIA GROUP INC | COM | 308K | 7K | – |
APPLE INC | COM | 642K | 3K | – |
ARES CAPITAL CORP | COM | 3M | 152K | – |
ATKORE INC | COM | 569K | 4K | – |
AMERICAN CENTY ETF TR | REAL ESTATE ETF | 8M | 201K | – |
BAIN CAP SPECIALTY FIN INC | COM STK | 229K | 14K | – |
BANK AMERICA CORP | COM | 2M | 44K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 8K | – |
BEST BUY INC | COM | 293K | 3K | – |
BOISE CASCADE CO DEL | COM | 766K | 6K | – |
BROADSTONE NET LEASE INC | COM | 5M | 327K | – |
BUILD-A-BEAR WORKSHOP INC | COM | 491K | 19K | – |
BUILDERS FIRSTSOURCE INC | COM | 779K | 6K | – |
PERDOCEO ED CORP | COM | 2M | 85K | – |
THE CIGNA GROUP | COM | 427K | 1K | – |
DEERE & CO | COM | 507K | 1K | – |
ELEVANCE HEALTH INC | COM | 225K | 415 | – |
EVERI HLDGS INC | COM | 240K | 29K | – |
GARRETT MOTION INC | COM | 117K | 14K | – |
GILEAD SCIENCES INC | COM | 456K | 7K | – |
GLOBAL X FDS | US PFD ETF | 6M | 286K | – |
GOLUB CAP BDC INC | COM | 5M | 322K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1M | 9K | – |
HARMONY BIOSCIENCES HLDGS IN | COM | 345K | 11K | – |
HEIDRICK & STRUGGLES INTL IN | COM | 753K | 24K | – |
HP INC | COM | 2M | 50K | – |
IMMERSION CORP | COM | 263K | 28K | – |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 389K | 10K | – |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 256K | 39K | – |
ISHARES TR | 0-5 YR TIPS ETF | 430K | 4K | – |
ISHARES TR | CORE US AGGBD ET | 582K | 6K | – |
ISHARES TR | PFD AND INCM SEC | 1M | 44K | – |
ISHARES TR | SHRT NAT MUN ETF | 855K | 8K | – |
JPMORGAN CHASE & CO. | COM | 244K | 1K | – |
KORN FERRY | COM NEW | 324K | 5K | – |
MEDTRONIC PLC | SHS | 509K | 6K | – |
MERCK & CO INC | COM | 248K | 2K | – |
MICROSOFT CORP | COM | 2M | 5K | – |
OMNICOM GROUP INC | COM | 603K | 7K | – |
ORACLE CORP | COM | 811K | 6K | – |
BLUE OWL CAPITAL CORPORATION | COM | 3M | 204K | – |
PLAYTIKA HLDG CORP | COM | 261K | 33K | – |
INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 481K | 24K | – |
INVESCO EXCH TRADED FD TR II | FNDMNTL HY CRP | 864K | 48K | – |
INVESCO EXCH TRADED FD TR II | PFD ETF | 6M | 495K | – |
INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 703K | 14K | – |
INVESCO EXCH TRADED FD TR II | FNDMNTL IG CRP | 2M | 71K | – |
REALTY INCOME CORP | COM | 3M | 64K | – |
SCHWAB STRATEGIC TR | 5 10YR CORP BD | 922K | 21K | – |
SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | 8M | 258K | – |
SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 15M | 419K | – |
SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 8M | 225K | – |
SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 28M | 412K | – |
SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 35M | 636K | – |
SCHWAB STRATEGIC TR | SHT TM US TRES | 7M | 146K | – |
SCHWAB STRATEGIC TR | US TIPS ETF | 7M | 142K | – |
SELECT SECTOR SPDR TR | FINANCIAL | 2M | 41K | – |
SIRIUS XM HOLDINGS INC | COM | 35K | 12K | – |
SPDR SER TR | NUVEEN BLMBRG SH | 752K | 16K | – |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 10M | 175K | – |
TARGET CORP | COM | 888K | 6K | – |
TARGET HOSPITALITY CORP | COM | 176K | 20K | – |
TESLA INC | COM | 319K | 2K | – |
TRINET GROUP INC | COM | 812K | 8K | – |
UNITEDHEALTH GROUP INC | COM | 645K | 1K | – |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 2M | 46K | – |
VANGUARD WORLD FD | MATERIALS ETF | 2M | 9K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 6M | 67K | – |
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 853K | 15K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 387K | 6K | – |
VECTOR GROUP LTD | COM | 244K | 23K | – |
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 486K | 4K | – |
WP CAREY INC | COM | 4M | 64K | – |
WELLS FARGO CO NEW | COM | 261K | 4K | – |
WILLIAMS SONOMA INC | COM | 1M | 4K | – |