CORNERSTONE PLANNING GROUP
CORNERSTONE PLANNING GROUP INC. Legal Name
Adviser information for CORNERSTONE PLANNING GROUP last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,320 | $434.3M |
| Non-Discretionary | 47 | $89.0M |
| Total | 2,367 | $523.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 758 | $168.4M |
| HNW Individuals | 235 | $250.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 49 | $87.5M |
| Charitable organizations | <5 | $403,081 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $16.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118222 |
|---|---|
| SEC ERA File Number | 801-118222 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307189 |
| Legal Entity Identifier | None |
Principal Office
350 PASSAIC AVENUESUITE 201
FAIRFIELD
NJ
United States
Monday - Friday, 9AM-5PM
Tel: 973-487-3220, Fax: 973-512-2851
Websites
Chief Compliance Officer
ALAN GILMORE
350 PASSAIC AVE
SUITE 201
FAIRFIELD
NJ
United States
Tel:
973-487-3220
A*******@**********M
(Full email address available in API data)
Regulatory Contact
CARMINE CORINO
CEO
350 PASSAIC AVENUE
SUITE 201
FAIRFIELD
NJ
United States
Tel:
917-487-3220
C******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CORINO, CARMINE | Individual | – | OWNER, | 01/2020 | > 75% |
| GILMORE, WALTER, ALAN | Individual | – | CCO | 11/2021 | < 5% |