SILVERPEAK WEALTH ADVISORS
SILVERPEAK WEALTH ADVISORS, LLC Legal Name
Adviser information for SILVERPEAK WEALTH ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 503 | $150.8M |
| Non-Discretionary | 0 | $0 |
| Total | 503 | $150.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 91 | $25.1M |
| HNW Individuals | 53 | $125.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118225 |
|---|---|
| SEC ERA File Number | 801-118225 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170732 |
| Legal Entity Identifier | None |
Principal Office
OFFICES AT THE HIGHLAND CITY CLUB885 ARAPAHOE AVE
BOULDER
CO
United States
Monday - Friday, 9 AM TO 5 PM
Tel: (720) 465-5055, Fax: (720) 465-5333
Chief Compliance Officer
KIRSTEN ELIZABETH ROEBER
PORTFOLIO MANAGER & CHIEF COMPLIANCE OFFICER
OFFICES AT THE HIGHLAND CITY CLUB
885 ARAPAHOE AVE
BOULDER
CO
United States
Tel:
720-465-5055
Fax:
720-465-5333
K******@*******************M
(Full email address available in API data)
Regulatory Contact
HENRY M. NICHOLSON
CO-PRESIDENT
OFFICES AT THE HIGHLAND CITY CLUB
885 ARAPAHOE AVE
BOULDER
CO
United States
Tel:
720-465-5055
Fax:
720-465-5333
H***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NICHOLSON, HENRY, MELVILLE | Individual | – | CO-PRESIDENT | 09/2018 | 25-50% |
| ROEBER, KIRSTEN, ELIZABETH | Individual | – | PORTFOLIO MANAGER & CHIEF COMPLIANCE OFFICER | 09/2018 | 5-10% |
| JACQUES, MARGARET, ELIZABETH | Individual | – | CO-PRESIDENT | 09/2018 | 25-50% |