BAILLIE GIFFORD INTERNATIONAL LLC
Adviser information for BAILLIE GIFFORD INTERNATIONAL LLC last updated from Form ADV on January 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 17 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $257.4M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $257.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $361,587 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $257.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | CLIENT SERVICING & INSTITUTIONAL MKTG FOR PARENT |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 361,587 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ACCESS | UBS FINANCIAL SERVICES INC. |
Principal Office
780 THIRD AVENUE43RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 09:00-17:00
Tel: (212) 319 4633, Fax: (212) 319 4639
Websites
twitter.com/bailliegifford?lang=en
www.linkedin.com/company/baillie-gifford/
www.facebook.com/baillie-gifford-co-152587304764159
www.youtube.com/user/bailliegifford
www.linkedin.com/showcase/baillie-gifford-usa/
www.bailliegifford.com
www.scottishmortgage.com/en/uk/individual-investors
www.linkedin.com/company/scottish-mortgage-uk/?viewasmember=true
www.youtube.com/channel/uc8i_ax5b8dd2lpkiypgy4kg
twitter.com/scotmortgage_uk/
Chief Compliance Officer
SUZANNE QUINN
HEAD OF OVERSEAS COMPLIANCE AND NORTH AMERICA
CALTON SQUARE
1 GREENSIDE ROW
EDINBURGH
United Kingdom
Tel:
004413123162
S************@*****************M
(Full email address available in API data)
Regulatory Contact
JAMES EASTON
COMPLIANCE SENIOR MANAGER- NORTH AMERICA
780 3RD AVENUE
43RD FLOOR
NEW YORK
NY
United States
Tel:
1(212)891-1564
J***********@*****************M
(Full email address available in API data)
Industry Affiliates
| BAILLIE GIFFORD & CO | Other investment adviser, including financial planners |
| BAILLIE GIFFORD & CO LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BAILLIE GIFFORD ASIA (HONG KONG) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BAILLIE GIFFORD FUNDS SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BAILLIE GIFFORD INVESTMENT MANAGEMENT (EUROPE) LIMITED | Other investment adviser, including financial planners |
| BAILLIE GIFFORD INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | Other investment adviser, including financial planners |
| BAILLIE GIFFORD OVERSEAS LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MITSUBISHI UFJ BAILLIE GIFFORD ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAILLIE GIFFORD PRIVATE COMPANIES FUND II L.P. | Private Equity Fund | $88.2M | $10.0M | 36 |
| THE EMERGING MARKETS FUND, AN INVESTMENT FUND ESTABLISHED UNDER THE BAILLIE GIFFORD GROUP TRUST | GROUP TRUST PRIMARILY INVESTING IN EQUITIES | $174.6M | $10.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAMPBELL, TIMOTHY, EDWARD HUGH | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2011 | < 5% |
| HAMILTON, KATHRIN | Individual | – | MANAGER | 04/2011 | < 5% |
| HUCKLE, CHRISTOPHER, CEDRIC | Individual | – | MANAGER | 06/2012 | < 5% |
| BAILLIE GIFFORD OVERSEAS LTD | Foreign Entity | – | PARENT COMPANY | 09/2005 | > 75% |
| MACLEAN, ALASTAIR, DAVID | Individual | – | CHIEF LEGAL OFFICER | 02/2020 | < 5% |
| TELFER, ANDREW, JAMES | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2002 | |
| TAIT, ANTHONY, ROBERT | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2003 | |
| URQUHART, MARK, ANDREW | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2004 | |
| MCCOMBIE, IAIN, ARTHUR DONALD | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2005 | |
| NISBET, THOMAS, SCOTT | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2007 | |
| SUTCLIFFE, WILLIAM | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2010 | |
| MCGRAIL, RICHARD, STEPHEN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2010 | |
| THOMAS, NICHOLAS | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2010 | |
| MACCOLL, MALCOLM, GRAHAM | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2011 | |
| SALTER, DAVID, WILLIAM | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2011 | |
| BAILLIE GIFFORD INTERNATIONAL PARTNERSHIP | Domestic Entity | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2011 | |
| BEMKO, LARYSA, MARIA | Individual | BAILLIE GIFFORD INTERNATIONAL PARTNERSHIP | BENEFICIAL OWNER - PARTNER | 05/2012 | |
| CAMPBELL, TIMOTHY, EDWARD HUGH | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2012 | |
| SLATER, THOMAS, KEITH | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2012 | |
| HENDERSON, DAVID, SHIELDS | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2014 | |
| SIGAROUDINIA, KAVE, TRISTAN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2012 | |
| HAMILTON, KATHRIN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2013 | |
| ADAIR, SPENCER, FRANKLIN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2013 | |
| COUTTS, THOMAS, BENEDICT CARGILL | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2014 | |
| DUNBAR, STUART | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2014 | |
| BRODIE, DOUGLAS, WILLIAM | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2015 | |
| BAILLIE GIFFORD ASIA PARTNERSHIP | Foreign Entity | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2019 | |
| MACDOUGALL, JOHN, LACHLAN GRAY | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2019 | |
| GARRATT, TIMOTHY, JAMES | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2016 | |
| CARNEGIE, JOHN, FORREST | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2017 | |
| MCKEE, ELEANOR, CLARE | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2017 | |
| FARQUHARSON, DONALD, HUGH MILLER | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2017 | |
| SQUIRES, JAMES, ALEXANDER | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2018 | |
| BRETT, MATTHEW, COLIN JOHN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2018 | |
| DELANEY, EVAN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2018 | |
| ATACK, AMY, SYBILLA ELIZABETH | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2018 | |
| WOOD, NICHOLAS, BERNARD | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2018 | |
| OLIVER, JANET, HUNTER | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2019 | |
| ROBINSON, GARY, THOMAS | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2019 | |
| Archibald, Lesley-Anne, Margaret | Individual | – | MANAGER | 07/2020 | < 5% |
| Gush, Michael, Colin | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| WYLIE, MICHAEL, JAMES CRAWFORD | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| SCOTT, GAVIN, RICHARD GORDON | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| Fox, Kate, Louise | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| Burns, Lawrence, Philip | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| XIONG, JING YI, "HELEN" | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| Walsh, Thomas, Patrick | Individual | – | MANAGER | 07/2020 | < 5% |
| Quinn, Suzanne | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2020 | < 5% |
| CAMPBELL, IAIN, GORDON | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| BUJNOWSKI, DAVID, JOHN | Individual | BAILLIE GIFFORD INTERNATIONAL PARTNERSHIP | BENEFICIAL OWNER- PARTNER | 05/2021 | |
| Lennox, Colin, Robert | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2021 | |
| Flockhart, Catherine, L | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2021 | |
| Davis, Jenny, Marina | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2022 | |
| ANGELES SOLIZ, JULIA | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2022 | |
| BAILLIE GIFFORD CHINA PARTNERSHIP | Foreign Entity | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2022 | |
| Lin, Na, Linda | Individual | BAILLIE GIFFORD CHINA PARTNERSHIP | BENEFICIAL OWNER- PARTNER | 05/2022 | |
| Kennedy, Elizabeth, Margaret | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2022 | |
| STIRLING-AIRD, MICHAEL, PETER | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2022 | |
| Mileva, Milena, Branimirova | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2022 | |
| Singlehurst, Peter, Lyle | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2022 | |
| Walsh, Thomas, Patrick | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2022 | |
| FITZPATRICK, RYAN, ROBERT | Individual | – | NON EXECUTIVE MANAGER | 11/2022 | < 5% |
| BAILLIE GIFFORD & CO | Foreign Entity | BAILLIE GIFFORD OVERSEAS LTD | ULTIMATE PARENT COMPANY | 09/1984 | > 75% |
| Ross, John, Toby Leahy | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Pashley, Stephen, Roger | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Snell, Roderick, Brodie Creagh | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Dunn, Lesley, Margaret | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Dow, James, Andrew George | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Murphy, Christopher, Mark | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Keiller, Andrew, John | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| MCCONNELL, STUART | Individual | – | CHIEF FINANCE OFFICER | 05/2023 | < 5% |