DST WEALTH MANAGEMENT LLC
Adviser information for DST WEALTH MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $3.1M |
| Non-Discretionary | 651 | $402.1M |
| Total | 664 | $405.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 22 | $118.8M |
| HNW Individuals | 149 | $286.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | PRIVATE INVESTMENTS |
Identifiers
| SEC RIA File Number | 801-118242 |
|---|---|
| SEC ERA File Number | 801-118242 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 302110 |
| Legal Entity Identifier | None |
Principal Office
45110 CLUB DRIVESUITE B
INDIAN WELLS
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 760-340-1448, Fax: 760-779-5339
Chief Compliance Officer
EDWARD RICHARD WOOLERY
PRESIDENT
45110 CLUB DRIVE
SUITE B
INDIAN WELLS
CA
United States
Tel:
858-449-3545
A****@**********************M
(Full email address available in API data)
Regulatory Contact
TIFFANY CHAMBERLAIN
COMPLIANCE CONSULTANT
106 COLONY PARK DRIVE
STE # 400
CUMMING
GA
United States
Tel:
888-240-4299
T***********@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOOLERY, EDWARD, RICHARD | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 04/2019 | > 75% |