CARTENNA CAPITAL
CARTENNA CAPITAL LP Legal Name
Adviser information for CARTENNA CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 71 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118246 |
|---|---|
| SEC ERA File Number | 801-118246 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307688 |
| Legal Entity Identifier | 549300LD2TZH0M4QBR62 |
Principal Office
263 TRESSER BLVD.SUITE 1602
STAMFORD
CT
United States
Monday - Friday, 8 AM TO 6 PM
Tel: 475 477 2003, Fax: None
Websites
Chief Compliance Officer
SEAN MCDUFFY
PRESIDENT, CHIEF OPERATING OFFICER
263 TRESSER BLVD
SUITE 1602
STAMFORD
CT
United States
Tel:
475 477 2003
S*******@******************M
(Full email address available in API data)
Regulatory Contact
PETER AVELLONE
CIO, FOUNDER
263 TRESSER BLVD
SUITE 1602
STAMFORD
CT
United States
Tel:
475 477 2000
P********@******************M
(Full email address available in API data)
Industry Affiliates
| CARTENNA FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CARTENNA MASTER FUND LP | Hedge Fund | $118.6M | $5.0M | 49 |
| TRESSER BLVD 402 LLC | Hedge Fund | $2.2M | $0.1M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AVELLONE, PETER, EDWARD | Individual | – | MANAGING MEMBER, CIO | 12/2019 | > 75% |
| CARTENNA CAPITAL GP LLC | Domestic Entity | – | GENERAL PARTNER | 12/2019 | < 5% |
| AVELLONE, PETER, EDWARD | Individual | CARTENNA CAPITAL GP LLC | MANAGING MEMBER | 12/2019 | > 75% |
| MCDUFFY, SEAN | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |