WEST RIDGE ADVISORS
WEST RIDGE ADVISORS, LLC Legal Name
Adviser information for WEST RIDGE ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 622 | $130.6M |
| Non-Discretionary | 68 | $58.0M |
| Total | 690 | $188.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 321 | $27.6M |
| HNW Individuals | 67 | $96.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 206 | $64.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118247 |
|---|---|
| SEC ERA File Number | 801-118247 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282718 |
| Legal Entity Identifier | None |
Principal Office
1528 W. WARM SPRINGS RD #120HENDERSON
NV
United States
Monday - Friday, BY APPOINTMENT
Tel: (702) 547-9483, Fax: (702) 433-5589
Websites
Chief Compliance Officer
MICHAEL NESTMAN
MANAGING DIRECTOR
1528 W. WARM SPRINGS RD #120
HENDERSON
NV
United States
Tel:
(702) 547-9483
Fax:
(702) 433-5589
M******@********************M
(Full email address available in API data)
Regulatory Contact
TODD UDALL
MANAGING DIRECTOR
1528 W. WARM SPRINGS RD #120
HENDERSON
NV
United States
Tel:
(702) 547-9483
Fax:
(702) 433-5589
T***@********************M
(Full email address available in API data)
Industry Affiliates
| UDALL CPA GROUP, PLLC | Accountant or accounting firm |
| WEST RIDGE INSURANCE, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NESTMAN, MICHAEL, DEAN | Individual | – | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | 12/2015 | < 5% |
| UDALL CPA GROUP, PLLC | Domestic Entity | – | MEMBER | 12/2016 | > 75% |
| NESTMAN, MICHAEL, DEAN | Individual | UDALL CPA GROUP, PLLC | MANAGING MEMBER | 01/2019 | |
| UDALL, TODD, STEPHEN | Individual | UDALL CPA GROUP, PLLC | MANAGING MEMBER | 01/2011 | |
| Udall, Thomas, Mark | Individual | UDALL CPA GROUP, PLLC | MANAGING MEMBER | 01/2011 | |
| ERICKSON, ALAN, GLEN | Individual | UDALL CPA GROUP, PLLC | MANAGING MEMBER | 02/2012 | |
| Udall, Curtis, Kolby | Individual | UDALL CPA GROUP, PLLC | MANAGING MEMBER | 12/2023 |