ALDER FINANCIAL GROUP INC
Adviser information for ALDER FINANCIAL GROUP INC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 256 | $182.1M |
| Non-Discretionary | 2 | $1.4M |
| Total | 258 | $183.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $30.1M |
| HNW Individuals | 36 | $152.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $368,555 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $85,114 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 73 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-118253 |
|---|---|
| SEC ERA File Number | 801-118253 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108837 |
| Legal Entity Identifier | None |
Principal Office
300 GALLERIA PKWYSUITE 600
ATLANTA
GA
United States
Monday - Friday, 9:00 - 5:00
Tel: 770-563-8207, Fax: 770-857-2670
Websites
Chief Compliance Officer
CHARLES WEBB
PRESIDENT
300 GALLERIA PKWY
SUITE 600
ATLANTA
GA
United States
Tel:
770-563-8240
Fax:
770-857-2670
C****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEBB, CHARLES, HEMPHILL | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 09/1995 | > 75% |
| Eason, Lorraine, M | Individual | – | EXEC VP / SECRETARY | 09/2023 | 10-25% |