IMPACT INVESTORS
IMPACT INVESTORS, INC. Legal Name
Adviser information for IMPACT INVESTORS last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 626 | $232.9M |
| Non-Discretionary | 132 | $35.1M |
| Total | 758 | $267.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 161 | $74.1M |
| HNW Individuals | 56 | $162.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 18 | $29.5M |
| Charitable organizations | 1 | $1.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $559,056 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-118267 |
|---|---|
| SEC ERA File Number | 801-118267 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289028 |
| Legal Entity Identifier | None |
Principal Office
870 MARKET STSUITE 482
SAN FRANCISCO
CA
United States
Monday - Friday, BY APPT. ONLY
Tel: 888-463-6861, Fax: None
Chief Compliance Officer
CATHERINE WOODMAN
870 MARKET ST
SUITE 482
SAN FRANCISCO
CA
United States
Tel:
888-463-6861
C********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HIGH IMPACT FUND I | Private Equity Fund | $3.4M | $0.5M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOODMAN, CATHERINE, LORRAINE | Individual | – | PRINCIPAL ADVISOR AND CCO | 01/2017 | 50-75% |
| YONSTON, SHANE, GARRET | Individual | – | PRINCIPAL ADVISOR | 07/2015 | 50-75% |