PELKONEN AND ASSOCIATES LLC
Adviser information for PELKONEN AND ASSOCIATES LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 732 | $194.8M |
| Non-Discretionary | 119 | $18.0M |
| Total | 851 | $212.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 181 | $44.9M |
| HNW Individuals | 123 | $167.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $515,106 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 66 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-118271 |
|---|---|
| SEC ERA File Number | 801-118271 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305933 |
| Legal Entity Identifier | None |
Principal Office
425 BROADHOLLOW ROADSUITE 112
MELVILLE
NY
United States
Monday - Friday, BY APPOINTMENT
Tel: (631) 396-1032, Fax: (631) 600-1097
Chief Compliance Officer
ALLAN M. PELKONEN
PRINCIPAL
425 BROADHOLLOW ROAD
SUITE 112
MELVILLE
NY
United States
Tel:
(631) 396-1032
A*********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PELKONEN, ALLAN, MICHAEL | Individual | – | MANAGING MEMBER, PRINCIPAL; AND CHIEF COMPLIANCE OFFICER | 02/2020 | > 75% |