ASTRIS ADVISORY JAPAN K.K.
Adviser information for ASTRIS ADVISORY JAPAN K.K. last updated from Form ADV on January 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Japan |
Employees
Total Number of Employees | 10 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 20 |
No. of Non-U.S. Clients | 80 |
Services
Advisory Services | Publication of periodicals or newslettersRESEARCH PRODUCTION |
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Compensation | Hourly chargesSubscription feesFixed feesPerformance-based fees |
Identifiers
SEC RIA File Number | 801-118275 |
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SEC ERA File Number | 801-118275 |
SEC CIK Numbers | None |
SEC CRD Numbers | 307365 |
Legal Entity Identifier | None |
Principal Office
FINGATE KABUTO 3F6-5 NIHONBASHI KABUTO-CHO, CHUO-KU
TOKYO
Japan
Monday - Friday, 9 AM TO 5 PM
Tel: 81-3-6868-8706, Fax: None
Websites
Chief Compliance Officer
KEIICHIRO SOMEHA
FINGATE KABUTO 3F
6-5 NIHONBASHI KABUTO-CHO, CHUO-KU
TOKYO
Japan
Tel:
81-3-6868-8762
S*****@*****************M
(Full email address available in API data)
Regulatory Contact
DAVID SHIRT
CEO
FINGATE KABUTO 3F
6-5 NIHONBASHI KABUTO-CHO, CHUO-KU
TOKYO
Japan
Tel:
81-90-6140-0844
S****@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Shirt, David, George | Individual | – | CEO | 08/2018 | 50-75% |
Yoichi, Tsuchiya | Individual | – | OWNER | 08/2018 | < 5% |
TACHIBANA SECURITIES CO. LTD | Foreign Entity | – | OWNER | 08/2018 | < 5% |