ASTRIS ADVISORY JAPAN K.K.

Adviser information for ASTRIS ADVISORY JAPAN K.K. last updated from Form ADV on January 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Japan

Employees

Total Number of Employees 10
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 20
No. of Non-U.S. Clients 80

Services

Advisory Services Publication of periodicals or newslettersRESEARCH PRODUCTION
Compensation Hourly chargesSubscription feesFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-118275
SEC ERA File Number 801-118275
SEC CIK Numbers None
SEC CRD Numbers 307365
Legal Entity Identifier None

Principal Office

FINGATE KABUTO 3F
6-5 NIHONBASHI KABUTO-CHO, CHUO-KU
TOKYO
Japan
Monday - Friday, 9 AM TO 5 PM
Tel: 81-3-6868-8706, Fax: None

Chief Compliance Officer

KEIICHIRO SOMEHA
FINGATE KABUTO 3F
6-5 NIHONBASHI KABUTO-CHO, CHUO-KU
TOKYO
Japan
Tel: 81-3-6868-8762
(Full email address available in API data)

Regulatory Contact

DAVID SHIRT
CEO
FINGATE KABUTO 3F
6-5 NIHONBASHI KABUTO-CHO, CHUO-KU
TOKYO
Japan
Tel: 81-90-6140-0844
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Shirt, David, George Individual CEO 08/2018 50-75%
Yoichi, Tsuchiya Individual OWNER 08/2018 < 5%
TACHIBANA SECURITIES CO. LTD Foreign Entity OWNER 08/2018 < 5%

No. Employees, Historic

1050202020212022202320248 on 2/20/202010 on 3/29/202110 on 3/29/202210 on 1/24/2023