1315 CAPITAL
1315 CAPITAL, LLC Legal Name
Adviser information for 1315 CAPITAL last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118283 |
|---|---|
| SEC ERA File Number | 801-118283 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175292 |
| Legal Entity Identifier | None |
Principal Office
2929 WALNUT STREETSUITE 1240
PHILADELPHIA
PA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 2156621315, Fax: None
Chief Compliance Officer
BRIAN R. SCHWENK
CFO
2929 WALNUT STREET
SUITE 1240
PHILADELPHIA
PA
United States
Tel:
215-662-1318
B************@**************M
(Full email address available in API data)
Regulatory Contact
ADELE C. OLIVA
MANAGER
2929 WALNUT STREET
SUITE 1240
PHILADELPHIA
PA
United States
Tel:
2156621315
A**********@**************M
(Full email address available in API data)
Industry Affiliates
| 1315 CAPITAL MANAGEMENT EMERGING GROWTH & BUYOUT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 1315 CAPITAL MANAGEMENT II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 1315 CAPITAL MANAGEMENT III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 1315 CAPITAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| QUAKER BIOVENTURES CAPITAL II, LP | Sponsor, GP, manager of pooled investment vehicles |
| QUAKER PARTNERS MANAGEMENT L.P. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1315 CAPITAL AIV II, L.P. | Private Equity Fund | $3.0M | $0.0M | 36 |
| 1315 CAPITAL AIV, L.P. | Private Equity Fund | $0.8M | $0.0M | 19 |
| 1315 CAPITAL EMERGING GROWTH & BUYOUT PARALLEL, L.P. | Private Equity Fund | $55.6M | $0.1M | 36 |
| 1315 CAPITAL EMERGING GROWTH & BUYOUT, L.P. | Private Equity Fund | $118.7M | $0.1M | 59 |
| 1315 CAPITAL II, L.P. | Private Equity Fund | $282.0M | $0.1M | 77 |
| 1315 CAPITAL III PARALLEL, L.P. | Private Equity Fund | $112.8M | $0.1M | 41 |
| 1315 CAPITAL III, L.P. | Private Equity Fund | $267.2M | $0.1M | 60 |
| 1315 CAPITAL, L.P. | Private Equity Fund | $294.9M | $0.1M | 70 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OLIVA, ADELE, CIRONE | Individual | – | MANAGER | 02/2015 | > 75% |
| SCHWENK, BRIAN, RICHARD | Individual | – | CCO & CFO | 02/2015 | < 5% |
| KOBY, M, MICHAEL | Individual | – | PARTNER | 02/2015 | < 5% |