BROOKTREE CAPITAL MANAGEMENT INC.
Adviser information for BROOKTREE CAPITAL MANAGEMENT INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 78 | $132.9M |
| Non-Discretionary | 0 | $0 |
| Total | 78 | $132.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 43 | $10.8M |
| HNW Individuals | 32 | $94.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $27.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $187,040 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $110,594 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
4080 CAMELOT RIDGE DR SEGRAND RAPIDS
MI
United States
Monday - Friday, 9AM-4PM
Tel: 616-774-3159, Fax: None
Chief Compliance Officer
BRIAN ELLIS
PRESIDENT
4080 CAMELOT RIDGE DR SE
GRAND RAPIDS
MI
United States
Tel:
616-774-3159
B****@*******************M
(Full email address available in API data)
Regulatory Contact
HUNTER E LEWIS
VICE PRESIDENT PORTFOLIO MGR
4080 CAMELOT RIDGE DR SE
GRAND RAPIDS
MI
United States
Tel:
616-774-3159
H*****@*******************M
(Full email address available in API data)
Industry Affiliates
| BRIAN ROBERT ELLIS | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROBELL FAMILY INVESTMENTS, LLC | FAMILY OWNED INVESTMENTS | $27.6M | $0.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELLIS, BRIAN, ROBERT | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 08/1996 | 50-75% |
| LEWIS, HUNTER, ERIC | Individual | – | VICE PRESIDENT-PORTFOLIO MANAGER | 10/2018 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC | COM | 329K | 2K | – |
| APPLE INC | COM | 2M | 12K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 21K | – |
| BREAD FINANCIAL HOLDINGS INC | COM | 7M | 157K | – |
| CARDLYTICS INC | COM | 1M | 134K | – |
| DIGITAL TURBINE INC | COM NEW | 565K | 341K | – |
| DXC TECHNOLOGY CO | COM | 2M | 91K | – |
| ELI LILLY & CO | COM | 4M | 5K | – |
| EXTREME NETWORKS | COM | 2M | 177K | – |
| FISERV INC | COM | 7M | 50K | – |
| GENERAL DYNAMICS CORP | COM | 2M | 8K | – |
| IAC INC | COM NEW | 8M | 164K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 17M | 139K | – |
| JOHNSON & JOHNSON | COM | 4M | 27K | – |
| MICROSOFT CORP | COM | 3M | 7K | – |
| PAR TECHNOLOGY CORP | COM | 16M | 341K | – |
| PFIZER INC | COM | 3M | 113K | – |
| QUALCOMM INC | COM | 8M | 39K | – |
| RIMINI STR INC DEL | COM | 9M | 3M | – |
| ROCKET COS INC | COM CL A | 2M | 113K | – |
| SECUREWORKS CORP | CL A | 1M | 159K | – |
| THRYV HLDGS INC | COM NEW | 7M | 381K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 1M | 4K | – |