THE FAUSER GROUP, LLC
Adviser information for THE FAUSER GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 852 | $216.4M |
| Non-Discretionary | 6 | $1.3M |
| Total | 858 | $217.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 161 | $144.0M |
| HNW Individuals | 66 | $73.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-118322 |
|---|---|
| SEC ERA File Number | 801-118322 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282351 |
| Legal Entity Identifier | None |
Principal Office
3040 78TH AVE SE#591
MERCER ISLAND
WA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 206-466-2542, Fax: None
Chief Compliance Officer
MICHAEL FAUSER
OWNER
3040 78TH AVE SE
#591
MERCER ISLAND
WA
United States
Tel:
206-466-2542
M***@**************M
(Full email address available in API data)
Industry Affiliates
| THE FAUSER GROUP, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FAUSER, MICHAEL, EARL | Individual | – | OWNER AND CHIEF COMPLIANCE OFFICER | 04/2016 | > 75% |