KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
Adviser information for KINGSBURY CAPITAL INVESTMENT ADVISORS LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 593 | $121.3M |
| Non-Discretionary | 12 | $14.9M |
| Total | 605 | $136.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 232 | $56.6M |
| HNW Individuals | 33 | $75.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.7M |
| Charitable organizations | <5 | $369,965 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-118323 |
|---|---|
| SEC ERA File Number | 801-118323 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145658 |
| Legal Entity Identifier | None |
Principal Office
2006 LAKE AVENUEWILMETTE
IL
United States
Monday - Friday, 8 AM TO 4 PM (CST)
Tel: 312-380-5300, Fax: 312-380-5330
Chief Compliance Officer
WILLIAM VELLON
MANAGING MEMBER & CCO
2006 LAKE AVENUE
WILMETTE
IL
United States
Tel:
312-380-5302
Fax:
312-380-5330
B******@***************M
(Full email address available in API data)
Regulatory Contact
ASHER WOLMARK
MANAGING MEMBER
3716 ARCADIA ST
SKOKIE
IL
United States
Tel:
312-380-5301
Fax:
312-380-5330
A*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DHC 2016 LLC | Private Equity Fund | $0.7M | $0.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VELLON, WILLIAM, DAVID | Individual | – | CEO & CCO | 08/2008 | 50-75% |
| WOLMARK, ASHER, DOV | Individual | – | MANAGING MEMBER | 08/2008 | 50-75% |
| FINNERTY, DANIEL, GERARD | Individual | – | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | 01/2015 | < 5% |